Christopher Hauke

Psychotherapist, Writer, Film-maker

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Christopher Hauke BSc.
U.K.C.P., B.P.C., I.A.A.P. Jungian analyst and psychotherapist.
 
Private practice: London Bridge,
London SE1, U.K. (Tel: 07818051571)

Member: International Association of Analytical Psychology, United Kingdom Council for Psychotherapy, British Psychoanalytic Confederation.

Senior Lecturer,
Goldsmiths College, University of London. 

"I am especially fascinated by the interface between individuals and their collective culture; right now my focus is the unconscious creative processes in movie-making."
 
In addition to several books and other publications, Christopher Hauke is also a film-maker, regular speaker on BBC radio, and lectures widely in
U.S.A., U.K. and Europe.

Christopher Hauke's latest book - Human Being Human.  Culture and the Soul - was published by Routledge, London and New York, in November 2005.

"All of us who consider ourselves senior insiders in his fields are a bit in awe of Chris Hauke's power and originality."              
Professor Andrew Samuels, Centre for Psychoanalytic Studies, University of Essex, author of The Political Psyche, Jung and the Post-Jungians, Politics on the Couch
Chapter extracts available below
Christopher Hauke psychotherapist
The Books
Human Being Human.Culture and the Soul   (Routledge, London and New York, November 2005.)

“How marvelous to find someone else who is so passionate and curious about both people and movies as I am. Anyone who is also in awe of the narratives that drive our lives will love this book”.

Paul Morrison, psychotherapist and Oscar-nominated writer/director of Solomon and Gaenor (1998, Film4/S4C/APT) and Wondrous Oblivion (2004, Momentum Pictures). 

  • Human Being Human explores the classical question ‘What is a human being?’ 
    In examining our human being, Christopher Hauke challenges the notion of human nature, questions the assumed superiority of human consciousness and rational thinking and pays close attention to the contradiction of living simultaneously as an autonomous individual and a member of the collective community.  The main chapters include:
    Who’s in Charge Here? Knowledge, Power and Human Being
  • That Thinking Feeling
  • Is Modern Consciousness Different?  Modern Consciousness and the Quest for Spirituality
  • Endings, the Unconscious and Time
  • Orpheus, Dionysus and Popular Culture
  • The book is also structured around brief panel essays with a distinctly personal tone, such as: The Rise of revulsion: Spitting and The Stones, What is the Double When the Original is Gone? And “I lived with the speaking clock”.  All these themes are amplified by examples drawn from psychotherapy, film, literature and popular culture, and illustrated with many evocative photographs and film stills. 

“You’ll find this quality throughout Human Being Human. It’s deeply rooted in a concern with letting us explore in words, images and actions who we are, not just what life has turned us into”.

From the Foreword by Dr. Luke Hockley, PhD, F.R.S.A., Assistant Dean – Media, University of Sunderland.

* Check below to read a chapter extract NOW - "That Thinking Feeling"



 

 
Jung and the Postmodern: The Interpretation of Realities (Routledge, 2000)
The psychological writing of Jung and the post-Jungians is all too often ignored as anachronistic, archaic and mystic. Christopher Hauke challenges this, arguing that Jungian psychology is more relevant now than ever before - not only can it be a response to modernity, but it can offer a critique of modernity and Enlightenment values which brings it in line with the postmodern critique of contemporary culture.

"I have never believed in a book as much as I believe in this one...it will push the case for the serious treatment of Jung and Jungian psychology to a point where it is irresistible."

Professor Andrew Samuels, Centre for Psychoanalytic Studies, University of Essex, author of The Political Psyche, Jung and the Post-Jungians, Politics on the Couch
 





Jung and Film. Post-Jungian Takes on the Moving Image

Co-edited by Christopher Hauke and Ian Alister. Routledge, London & New York, 2001

A collection of Jungian writing on movies. In addition to the Introduction, Christopher Hauke writes about movies, individuation and the development of masculinity in Steven Spielberg’s films.




Contemporary Jungian Analysis, Post-Jungian Perspectives from the Society of Analytical Psychology

Co-edited by Ian Alister and Christopher Hauke. Routledge, London and New York,1998. 

A  collection of new papers all written by members of the Society of Analytical Psychology, London. Introduction and chapter 'Jung and the Postmodern' by Christopher Hauke.

Christopher Hauke has contributed several chapters to other books including

"The Unconscious - Personal and Collective" in  The Handbook of Jungian Psychology (ed. Renos Papadopoulos, Routledge, 2006) 

"Uneasy Ghosts - Theories of the Child and the Crisis in Psychoanalysis" in

Controversies in Jungian Analysis (ed. Robert Withers, Routledge, 2003).
* Check below to read a chapter extract NOW -

"What Makes Movies Work? Unconscious Processes and the Movie-Makers' Craft" in
Cinema and Psyche, Spring, A Journal of Archetype and Culture, 73, Spring 2005 (ed. Nancy Cater, New Orleans)
*Check below to read this chapter extract NOW

New Project
Christopher Hauke is working on a new study on the how the unconscious is involved – personally and collectively - in the business of making movies, from writer to director, producer to cinematographer. Here, research into the psychology of creativity will be combined with interviews and on-set observations of film-makers at work in a book to be called What Makes Movies Work? Unconscious Process and the Film-makers Craft.

  

Please use the form below to contact me with any feedback about what you have read.

If you have an enquiry about psychotherapy sessions let me know here.

I also welcome enquiries about professional presentations and film and writing commissions.

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The Lectures and Workshops

Lectures and developments in 2008

Feb 18-19  I.S.A.P. Zurich. Film and Image. (with Luke Hockley)
Mar 3rd   S.A.P.,London. Unusual Suspects: Using Movie Images in Clinical Work
April 13th Hereford Film Festival. What Makes Movies Work?
April 25th Jung Society, Seattle.Turning on and Tuning Out.Technologies & Psychotherapy
April 26th Seattle. Clinical case Studies
May 1st-4th  San Francisco. 'Art & Psyche' Conference. The Image and the Third
May 15th -18th, Lake Orta, Italy. J.A.P. Conference. Turning on and Tuning out.
July 3rd-6th, Zurich, I.A.J.S. Conf. The Movie in Your head, or, The audience in your clinic.
July- September. Finishing writing new short film The Hoard. Pre-production. Finance.
October-November. Locations. Casting. Principle photography.





 

The Films
'One Colour Red' (Doc., 5m., 2005)
To find out about films and documentaries made by Christopher Hauke visit his film productions web-site at www.letuknowfilms.co.uk
 
"Green Ray" (doc. 39m)
The Sample Chapters - available here

SAMPLE CHAPTER #1 from "HUMAN BEING HUMAN. CULTURE AND THE SOUL"
Published by Routledge, All Rights Reserved 


CHAPTER 5

THAT THINKING FEELING

 

Psychotherapy and the Fear of the Intellectual

The psychologist and writer James Hillman once gave a talk entitled: 'Getting in touch with your thinkings'! This strikes us as funny because it surprises us with a reversal of what we expect to hear. Apart from treatments that are explicitly "cognitive", just about all other forms of psychotherapy pay greater value and interest to the emotions and affects, and "getting in touch" with these. At the same time, the intellect and rational thinking tend to be demonised as the mental activities, which can lead us astray and distort our "authentic" "feelings" about things.

 

This, of course, is a complete reversal of - and a challenge to - the dominant cultural emphasis on rational thinking. The latter, as we saw, has stemmed from the European Enlightenment which established the view that it was the human intellect that was the pinnacle of what made us the superior species, while the emotions were to be discouraged and disregarded as misleading, primitive, childish and altogether too close to the animal. The emotional was an interruption of the rational and thus had to be managed for human scientific and intellectual progress to forge ahead.

 

Depth psychology, with its emphasis on the irrationality of the unconscious, was a reaction to the Enlightenment's emphasis on the intellect and consciousness alone. It took further historical and cultural factors to push this reversal towards a bias, which favours the emotions and criticises the intellectual. I will go into these factors shortly.

 

Given that this bias exists, perhaps the question psychotherapy should be asking is: ''What is wrong with the intellectual?'' This may need to be followed up with ''What is wrong with rationalising and what is wrong with thinking, that we should be so critical of these in psychotherapy?''

 

I think the answer would come back a number of ways, which are pretty easy to detect from the literature of depth psychology in general. For one thing, intellectualising in therapy is seen as a defensive or resistant strategy on the part of the client. In responding to the therapist or to their own material in an intellectual fashion, the client is regarded as avoiding the emergence of unconscious contents that may be uncomfortable and challenging to consciousness and self-identity. The client may also be intellectualising as a way of avoiding emotional reactions and impulses that are similarly undesirable to consciousness.

 

Intellectualising, otherwise known as abstract thinking, is not the same as thinking per se and neither is it the same as rationalising. It can be best described as logically scrutinizing  material –one's own behaviour or personal circumstances for example – in a detached, objective fashion which excludes emotion like an idealised form of scientist. Rationalising is also regarded as defensive and resistant of the therapeutic process; it is a way of "making sense" of material that comes up along the lines of rational norms either derived from society at large or from more personal perspectives. Like intellectualising, therapists regard rationalising as a way of refusing or pushing away material emerging from the unconscious or assimilating it rapidly - and incompletely - so that the uncomfortable challenge to the conscious ego is minimised.

 

So far, these answers square with a classical psychoanalytic view that the psyche seeks equilibrium - pleasure even - and will avoid discomfort. But the rejected, uncomfortable material retains its pressure and if not integrated with consciousness will manifest itself in symptoms. Therefore, the story goes, it follows that intellectualising and rationalising are to be discouraged and challenged by the psychotherapist so that the unconscious may be known and integrated with consciousness, no doubt leading to the relief of symptoms, and a degree of change in the conscious attitude.

 

So far, so good. Let's keep the intellect and its Trickster techniques branded and corralled. Let it dare toss its head and the therapist will rope it in  - all in the name of making the unconscious conscious, and in the name of "getting in touch with how you feel about this". Like Freud's image of the Ego mastering the Id like a rider controls his horse, the rodeo analogy gets extended from the reining in of our instincts to one of reining in our intellectual resistances.

 

From the Jungian point of view there is some support for this approach - but the emphasis here is less on the defensiveness and resistance of the intellect and much more along the lines of a cultural and historical critique. Jung emphasised how contemporary consciousness had evolved in a lop-sided fashion so that ego-consciousness over the last six hundred years had grown to regard itself as the central, if not the sole, aspect of what is was to be human. Similarly to what I have written about intellectualising, Jung writes:

 

'…modern man's consciousness has strayed rather too far from the fact of the unconscious….the intellect has no objection to 'analysing' the unconscious as a passive object; on the contrary such an activity would coincide with our rational expectations. But to let the unconscious go its own way and to experience it as a reality is something that exceeds the courage and capacity of the average European.[1]'

 

For us to really encounter the unconscious in Jung's view, it is necessary to de-emphasise the intellect, which has become the dominant mode of consciousness. His phrase was abaissement de niveau mentale, a lowering of the threshold of consciousness to allow space for unconscious contents to emerge, and for ego-consciousness to know these contents and be affected by them. The aim is to allow the irrational contents of the unconscious to be restored as valid aspects of the psyche as a whole.

 

But is this process identical to one in which intellectual, rational thinking approaches are suspended so that affect and emotions may powerfully emerge? Maybe yes, and maybe no. On the one hand, unconscious contents may well be accompanied by powerful emotions whether these are stemming from the personal unconscious and individual biography or whether these stem from the collective unconscious and reveal wider aspects of our humanity. On the other hand, unconscious material may have a weak emotional content. It may consist of imagery that informs and amplifies consciousness but is far from overwhelming in an emotional sense. It is still material from the unconscious but it may not have the grand emotional valency - "numinosity" for some Jungians - psychotherapy tends to value. It may even be the case that, for some therapists, low emotional valency leads to a distrust of, and a lower regard for, such imagery as somehow less authentic and therefore less important to what therapy should "really" be about. We will deal with the possibility that the Unconscious may have its own rationality presently.

At this point it should be mentioned how that same old Enlightenment that privileged rational thinking achieved this by fooling us into believing that intellect and affect were opposed in the first place. I have written about this in a chapter of Jung and the Postmodern, but the crux is how - as the European psyche evolved to achieve the style and degree of discriminating consciousness we experience today - affect had to be opposed to intellect in the same way that "Man" was necessarily opposed to "Nature". The 17th century proto-scientist Jeremy Bentham said of the scientific application of human rationality that we should 'put Nature to the rack to force her to yield up her secrets'. The affects would have ambivalently clouded such ruthlessness. Emotions were regarded as an interruption to Man exercising his awesome power to intellectually chop up the world into portions of knowledge by which that same world might be manipulated and exploited. What we have forgotten is that this was simply a ploy: there is no actual division of intellect and affect, there is no actual split between thinking and emotion. Consciousness was fooled and then, four hundred years later, along comes psychotherapy and says we have to put the whole thing back together. What I point out in my chapter "Affect and Modernity[2]" is that Jung's concept of the archetype - the unconscious structuring of our inner and outer realities - explicitly makes no such division. Archetypes and their manifestations have aspects that are cognitive, intellectual, aesthetic and emotional all at the same time. It is this aspect of psychotherapy that tends to heal the intellect-emotion split much more than the pointless reversal involved in the dismissal of intellect in favour of "getting in touch with" the affects.

 

Nevertheless, intellect and a certain type of thinking do have to make way, according to Jung, to allow the unconscious to become available to consciousness and thus to overcome the split. But for Jung, unlike so much psychotherapy since, the split is not between thinking and feeling - by which I mean the experiencing of affects - but between two kinds of thinking: intellectual directed thinking and undirected fantasy thinking. When it comes to his psychology, Jung's emphasis is clear when we note how he devotes one line to a definition of "Intellect" and six pages to a definition of "Fantasy"! Of "intellect" he simply says: 'I call directed thinking (q.v.) intellect.[3]' Moreover, in defining what he means by these various "thinkings" Jung states, 'Active thinking is an act of the will, passive thinking is a mere occurrence… Active thinking, accordingly, would correspond to my concept of directed thinking.[4]'

 

Jung says he used to describe passive thinking as "fantasy thinking" but things actually get even more complicated. In his list of Definitions he now calls "passive thinking" intuitive thinking[5].  And he defines the difference thus, 'The capacity for directed thinking I call intellect; the capacity for passive or undirected thinking I call intellectual intuition.[6]'

Thus, by bringing together two terms from either side of the active/passive thinking divide, it appears that the polarisation of fantasy/intellect is far from hard and fast: in this formulation, undirected, passive, intuitive thinking is also "intellectual" - and valued as such.

 

Moreover, when it comes to the third aspect of intellect/thinking/rationality, Jung asserts that directed thinking is rational because it arranges ideas according to a rational norm of which we are consciously aware. By contrast, undirected thinking is irrational because it arranges ideas in a way that is not consciously observed as rational and therefore cannot be recognised as being in accord with reason. However, the outcome of undirected, passive- or fantasy-thinking may still be rational even if it came about in a way that appears irrational. What this amounts to saying is that there are irrational paths to achieving rational outcomes. Rational thinking is certainly not the only route to a rational conclusion. Intuitive leaps and dream imagery are famed for their power to produce great science. This works the other way too: rational thinking can lead to outcomes that appear irrational as when powerful intellects work on the phenomena of particle physics and achieve conclusions that are, for many, worryingly irrational according to the norms of classical science and so-called "common sense".

 

But the "emotional" side of the coin is not exactly simple either. Modern usage often substitutes the word "feeling" for the experiencing of emotions, but Jung's particular use of "feeling" makes it rather different form the idea of "emotion". For him, the feeling function does not refer to "emotional" (although, as I am emphasising, there is emotion attached to every function), but to an evaluative, judging function of consciousness. Of this he remarks: 'Thinking that is governed by feeling I do not regard as intuitive thinking, but as a thinking dependent on feeling; …in such thinking the laws of logic are only ostensibly present; in reality they are suspended in favour of the aims of feeling.[7]'

In other words there is a type of thinking that is subsumed beneath - not emotion - but the pressures of judging and evaluating which may not accord with what is rational.

------------------------------------------------------------------------------------------------------------

So, how far have we got in our assessment of the roles and merits of these aspects of psyche: intellect, thinking, rationality, emotions, fantasy, intuition? They are clearly all useful approaches to apperceiving and experiencing ourselves and the world. For much of psychotherapy, emotions are valued over activities of the intellect, thinking and rationalising. For Jung, fantasy is promoted in favour of intellect. But we have also seen how everything, including emotions, fantasy and intuition may be regarded as "rational" - a position which overcomes the Enlightenment accusation of the irrationality of anything but the intellect. We have also seen now how the intellect - although rational - may lead to apparently non-rational conclusions. This requires us to conclude  - along with Jung and many a social anthropologist since - that there is more than one kind of rationality.[8]

 

Thinking: The Post-War Years

At this point I need to mention a second historical and cultural factor that has contributed to the skew away from the intellect and towards the emotional in psychotherapy. This is the inter-wars shift - especially in British psychoanalysis - away from a father dominated depth psychology to one in which the mother and her nurturing qualities tends to contour what psychotherapy is all about. It was summed up in Janet Sayers' title Mothering Psychoanalysis[9]. Whatever we may think of the emotionally nurturing qualities of mothers or fathers, within a patriarchal culture like ours, these matters tend to get split so that human qualities become regarded as the property of one gender or the other. Hence the post-war Object Relations, Attachment Theory and Kleinian views which focused on early infancy and the bond with the mother, resulted in a further downplaying of the intellect and thinking - infants not being regarded as strong in these areas - and a dramatic reification of the importance of emotional bonds. The shift for psychoanalysis was the binding together of instinctual and emotional drives - as played out in the mother-infant scene - and this rapidly became the focus of the aim of psychotherapy. More women joined the profession than ever before once the cultural bias toward a link between females and emotional nurturance found a new basis in psychodynamic theory. No matter how true or invalid the association of women, nurturance of infants and emotional literacy may be, out of these social-historical circumstances psychotherapy became weighted further towards the emotional side of its material.

 

From its late-Nineteenth century emergence as a reaction to Enlightenment bias toward the intellect and rationality, depth psychology reduced its original focus on the irrationality of the unconscious - in its multitude of manifestations - to concentrate, more or less entirely, on its emotional aspect alone.

 

This historical aspect to the fear of the intellectual and the involvement of gender in this - has further implications. In the novel Pilgrim by Timothy Findley we witness a fascinating reconstruction of the lives of Carl and Emma Jung and goings-on at the Burgholzi hospital in the Spring of 1912. In one scene, Emma is in bed and Carl Gustav starts getting excited about a new idea he is developing:

 

'Emma please. Just stay awake long enough to hear one last thing.'

'Yes, Carl Gustav. But tell it quickly'.

Jung sat forward. He had - but why? - an erection.

[His inner voice speaks] You get too excited Carl Gustav. You get too excited about ideas.

I can't - I can't help it……I hadn't thought I wanted to - but there it is. Jesus. Look at it.

[His inner voice replies] I don't need to look at it. I can feel it. What you suffer from - amongst other things - is nothing less than intellectual priapism. It's that simple. Get an idea - get an erection[10].'                  

 

There is something phallic and arousing about the intellectual approach: it makes its presence felt in a thrusting, creative fashion. But in doing so, emotion is not necessarily excluded or avoided at all - there is great passion in intellectual ideas. And despite how Jung, himself, quite wrongly wrote off ''women's thinking'', neither is the ''feminine'' eclipsed by the intellectual: women, of course, have passionate intellectual approaches as well. However, Jung is also attributed with the phrase: 'The penis, too, is a phallic object' and, just as feminism restored confidence in the feminine intellect, feminist writers point out that women also have their share of erectile tissue. The intellect is neither the property of the phallic male nor is it divorced from powerful affects.

  

Concluding emotions or a thoughtful ending

I would like to start bringing these views together now around this chapter's topic - that thinking feeling and psychotherapy's fear of the intellectual. Whatever you think, having a mind is a complex business. All the time we are thinking, feeling, intuiting, fantasizing and emoting with little conscious distinction between these functions. It is when we are being dragged in opposite directions by these psychic activities that we get distressed, or get into trouble with our relationships and maybe seek help from a therapist. At this stage, the last thing we need is to be told off about our ''thinkings'' and encouraged to become more ''in touch with our emotions''! Many people who come to understand themselves and their relationships better do not achieve this in a one-sided fashion led purely by their emotions or their fantasies: this would be as useless as purely thinking themselves out of their tangles. Our psychological activities and experiences progress in a more pluralistic fashion where no single mode dominates for long but all aspects interact and, ultimately, work in co-operation. There is a Buddhist psychological approach I have found helpful: they advise dealing with affects in an affectual way and dealing with intellectual thoughts in an intellectual way. That is, valuing the mode that is dominant from time to time and letting the action of that mode itself inform the psyche as a whole. This is an educative approach whereby the confusing of thoughts, fantasies, feeling values and emotions are learned about and clarified within the mode in which they are appearing.

 

What I think goes wrong in our efforts, sometimes, (in psychotherapy and in general) is the way in which we get lost in an ongoing translating. The translating of emotions into thoughts, of feelings into intellect, of fantasies into meanings, or of intuitive knowledge into affect. Psychotherapy is too strong on translation - it has a clever name for it: interpretation - but it still involves taking the language of the client and overlaying it with the language of the therapy (whether this language stems from the therapist, or from the cultural discourse of therapy that clients themselves employ in their self-translations).

However, I do not want to bring all these psychic elements together and fudge them all in some fantasy of wholeness. But, just as we are no longer Enlightenment rationalists like Bentham or Locke, neither are we 19th century modernists determined in our opposite reaction to their position. I am recommending a different attitude: one that places intellect, thinking, fantasy, intuition and affect on an equal footing. Each has their place in our pluralistic and multi-dimensional psychic life. True, some of these psychic functions will be found to be resistant to unconscious contents from time to time  - but it really is hard to tell which one is the main culprit. Emotional modes can be as resistant as intellectual ones; on their own, some types of fantasy can get you nowhere in terms of the unconscious; and unexamined intuitions can certainly lead you up the garden path.

 

By privileging emotion over intellect, or fantasy over other thinking, we are promoting a psychotherapy that is as anachronistic and uncomfortable as a Penny-Farthing bicycle where the huge drive wheel dominates a far smaller wheel used only for the steering.

This image also says something about the relationship between an academic approach to the psychology of the unconscious and the corresponding ''clinical'' practice of psychotherapy. Making such a big wheel out of the clinical scene distorts the project as a whole and runs the risk of us all falling off into the road.  Maybe clinical therapy fears the intellectual in a similar way to which Enlightenment rationality feared the emotional. Powerful positions are often maintained on the principle of  ''divide and rule'' - especially when legitimated by claims of expertise on the psychology of ''splitting'' itself! Could it be that the Clinic is wary of the Academic because it poses a threat to therapeutic thoughtlessness, undeclared and denied power needs and fundamentalist complacency?

When it comes to psychotherapy and the fear of the intellectual, or how we live our psychological lives as human beings in an everyday sense, in addition to developing a pluralistic attitude maybe one way forward is to feel that fear and do it with feeling anyway.


  


[1] Jung, C.G., (c1953) The Collected Works, Vol. 12: Psychology and Alchemy, London: Routledge & Kegan Paul, para.60

[2] Hauke, C. (2000) Jung and the Postmodern. The Interpretation of Realities, London and New York: Brunner-Routledge, pp. 223-235

[3] Jung, C. G. (1971) The Collected Works Vol. 6: Psychological Types, London: Routledge and K. Paul ,Princeton, N.J: Princeton University Press, para.766

[4] Jung, C. G. (1971) The Collected Works Vol. 6: Psychological Types, London: Routledge and K. Paul ,Princeton, N.J: Princeton University Press, para.830

[5] Jung, C. G. (1971) The Collected Works Vol. 6: Psychological Types, London: Routledge and K. Paul ,Princeton, N.J: Princeton University Press

[6] Jung, C. G. (1971) The Collected Works Vol. 6: Psychological Types, London: Routledge and K. Paul ,Princeton, N.J: Princeton University Press, para.832

[7] Jung, C. G. (1971) The Collected Works Vol. 6: Psychological Types, London: Routledge and K. Paul ,Princeton, N.J: Princeton University Press, para.833

[8] See for example, B.R.Wilson, ed. (1970/1981), Rationality, Oxford: Basil Blackwell
[9] Sayers, Janet, (1991) Mothering Psychoanalysis : Helene Deutsch, Karen Horney, Anna Freud and Melanie Klein.  London : Hamish Hamilton

[10] Findley, T. (2000) Pilgrim, London: Faber and Faber, pp. 257-8



SAMPLE CHAPTER #2 from Controversies in Analytical Psychology (Withers, ed., Routledge, 2003)

Uneasy Ghosts: Theories of the Child and, The Crisis in Psychoanalysis

Christopher Hauke                                                         (Second draft)

 ‘it is only possible to come to a right understanding and appreciation of a contemporary psychological problem when we can reach a point outside our own time from which to observe it’.                                                                                                   (C.G.Jung, 1945)
 

No one can doubt that analysis and analytical psychotherapy are in crisis at the present time: referrals are down and there is fresh internecine strife stemming from the BCP/UKCP split. There is growing and widespread competition from rival theoretical approaches, and short term help from counsellors of all sorts is often preferred - and not only for financial reasons. There is a steady flow of applicants to “trainings” which range from one year part-time counselling courses to the four or five year “full” analytic training. But it is by no means certain that the public will then be rushing into treatment with these newly qualified people. On the one hand there are more and more people being referred to counsellors - in GP practices, colleges, work-places and so on - presumably suffering a degree of emotional stress, disappointment in relationships, unhappiness with their state of mind - in general, the sort a maladies that analytic psychotherapy says it can treat. On the other hand, folk are less and less likely to seek treatment that is broadly based on the theories of Freudian psychoanalysis. Gone are the days of the 1940s when the British Institute of Psycho-analysis had around four hundred would-be patients on their waiting list while they hurried to get analysts qualified. Given the way that Jungians in the UK have pursued their own legitimation crisis by absorbing many of the psychoanalytic ideas from which Jung distanced himself,  Jungian therapists also suffer from this discrimination. How has this arisen? After all, did not the whole business of one to one therapy based around talking to a trained practitioner which is now widespread,  start - for the twentieth century at least - from precisely the same psychoanalytic roots that are now being marginalised and often dismissed?  In such an age of ‘psychological man’ or ‘therapeutic man’  how come psychoanalysis is so unpopular?

 

This paper intends to unravel part of the answer. The title is inspired by two sources and gives a clue to my approach. In the book A Most Dangerous Method (1994), John Kerr likens the history of psychoanalysis to a ‘gruesome ghost story, where the ghost who finally devours all the people in the end is not a being but a theory - and a way of listening’ (Kerr, 1994: 15). So part of what I will be looking into today is the devouring theory - or theories - underpinning psychoanalytical thinking. The word ‘uneasy’ conveys how, over recent years, some psychoanalytic theories have been experienced with a sense of discomfort by many. This includes not only analysts themselves but also several thinkers and writers on science and culture. The word comes from the title of one of Freud’s famous texts:  Das Unbehagen in der Kultur - The Uneasiness Inherent in Culture. You probably know this book better by its badly translated English title Civilisation and its Discontents. There is clearly an uneasiness in contemporary life as we live it in the industrialised West - that the practice of psychotherapy speaks to and where it is badly needed. But in addition - and sometimes countering the help that psychoanalytic practice might offer for such ‘uneasiness’ - there is another, separate uneasiness in the culture of psychoanalysis itself - where many of its premises and theoretical assumptions are regarded as invalid, unproven, easy to criticise, and, above all, pretty useless in practice.

I first wrote a paper dealing with the way psychoanalysis and Jungian analysis regards images of the child and infant, and how they are theorised and used in practice, which I delivered at a Jung Studies Day at the Centre for Psychoanalytic Studies, University of Kent, in November 1994. I called it The Child: Development, Archetype and Analytic Practice. After failing to get it published in the UK, it was accepted by the San Francisco Jung Institute Library Journal and published there in 1996. There are some off-prints available. When I submitted it to a British journal, one of the British readers said that she found the ideas in it ‘challenging’. We all know what that euphemism means.

I mention this by way of introducing this present paper which I regard as a continuation of some of the ideas in the first one, and a recapitulation of other ideas it contained. I also want to provide a couple of new angles for thinking about how, on the one hand, psychoanalytic discourse is embedded in contemporary culture while, on the other hand, psychoanalytic  practice is sometimes way off the mark.

 

I begin by discussing the way that Freud’s theorising about the aetiology of neurosis, the unconscious, infant experience and development, and the part it plays in adult pathology - ideas which are embedded intact in so many contemporary psychoanalytical assumptions - stem from the evolutionary biology which was popular in late nineteenth century German thought. I find it astonishing that no matter how often we acknowledge the cliché that Freud’s vision was a singular product of late Victorian bourgeois society, such a view remains restricted to comments about the repressed sexuality of his time rather than constituting a far broader position from which to launch a radical critique of the bedrock of psychoanalytic theory. My view is that psychoanalysis requires - in its present crisis more than ever before - an historical examination of what underpins its theories in an effort to mine the ‘pure gold’ of contemporary practice - not, indeed, as Freud would have seen it, but more in an effort to discover what makes the contemporary treatments psychoanalysis inspired still so relevant for many today. I am indebted to Frank Sulloway’s research published in Freud: Biologist of the Mind. Beyond the Psychoanalytic Legend (1979) but, unlike him, I am a practitioner as well as a researcher, and so I want to think not only about the dubious hypotheses from which psychoanalytic theories sprang, but also about what is  valid and what works in analytic psychotherapy today despite its peculiar origins.

I follow this with a brief examination of a text by Michael Fordham. Fordham is responsible for keeping Jungian analysis on the map in the UK by developing a way of theorising about the psychoanalytic concepts of infant libidinal and ego-development, which brings these concepts alongside Jung’s theories of archetypes, ego and self, and individuation. In examining Fordham’s text  I will be pointing out assumptions imported from classical psychoanalysis and the way these both reveal and disguise their origins in evolutionary biology.

Finally, I intend to tackle the gap between psychoanalytic discourse and analytic practice by looking at the way certain theoretical positions within psychoanalysis are in fact embedded in various discourses elsewhere in our culture. By discourses I mean the way people talk and think - and arrange their thinking - according to frames and perspectives that are in themselves invisible. For this I will refer briefly to historical research on the discourses of child-care previous to the nineteenth century. I make no claims about the direction of influence between psychoanalytic assumptions and their appearance in cultural discourses outside analytic practice itself, but I do wish to make this point: Psychoanalytic theorising - and especially that portion of it that concerns the “child” - is now, and has always been, historically embedded in Western culture. Therefore, our focus at this critical time in its history should be the untangling of what we have inherited so we can examine more clearly the effectiveness of analytical psychotherapy in the present day, without the burden of being forced  to include and account for ideas that, frankly, are well past their sell-by date. One the one hand, this may be seen as an extension of the same analytic spirit that seeks to heal through both discriminating and linking past and present; on the other hand, perhaps what is required is an “exorcism” of certain theories that, like ghosts, are haunting contemporary practice.

 Freud the sociobiologist

What are those psychoanalytic ideas we should consider abandoning? To answer this we need to become familiar with the intellectual atmosphere within which Freud gave first breath to his ideas, and then to note which of these ideas still comprise our basic working assumptions today. By knowing the source of these ideas - and I am thinking here of sexual libido, libidinal stages of development, the Oedipus, fixation, regression, and the aetiological significance of early development to name a few - we will be in a better position to assess which of them describe the focus and the work of psychotherapy as we find it today and which are, at best, irrelevant and, at worst, positively misleading.

Most now agree that psychoanalysis arose at a time in Western European history at the peak of the Enlightenment’s aim to comprehend the processes of nature through Western scientific rationality alone. The self-examination of civilised Europe, or the study of “Man” as it was then called, began in the second half of the nineteenth century by relying, for the main part, on the established biological science of its day. This epistemology was enhanced and accelerated by the radical new theories of evolution introduced by Charles Darwin. Thus, anticipating psychoanalysis and psychology by some fifty years, the study of Man was initiated under the paradigm of evolutionary biology - and the laws of biogenetics.

There are a number of general ways in which the Darwinian legacy was a direct influence upon Freud’s psychoanalytic ideas. The ‘fundamental  biogenetic law’ advanced by Ernst Haeckel as early as 1866 states that ‘ontogeny recapitulates phylogeny’ - in other words, the development of the human from fetus to adulthood (ontogeny) provides a brief recapitulation of the evolutionary development of the entire history of the race (phylogeny). As Sulloway notes, this has been the least emphasised ‘a priori biological influence in all of psychoanalytic theory’ (Sulloway, 1979/1992: 259). By the end of the century, the popularity of the idea was so widespread that the American psychologist and evolutionary theorist James Baldwin could conclude at the end of his book Mental Development in the Child and the Race(1895), ‘the embryology of society is open to study in the nursery’ (ibid.: 156). In Freud’s own library is a book by a colleague of Darwin’s - George Romanes’ Mental Evolution In Man (1888) - which is annotated throughout in Freud’s own hand (Sulloway, 1992: 247fn) but strangely, Freud makes no reference to this book in any of his published writings.

A second influence stemming from Darwin’s theory of evolution is the emphasis on how competition for the survival of species entailed conflict and a struggle for existence. Struggle and conflict as a mental paradigm was established early on in psychoanalytic theorising to the extent that ‘Freud never relinquished his belief that the ultimate causes of neurosis lie in the conflict between instincts as a whole and the demands and restrictions that human civilisation has placed upon them’ (ibid.: 257). A third general influence is the idea of historical truth: the past as a key to the present. Both Darwin and Freud found meaning in the seemingly trivial: for Darwin the significance of redundant physiological parts such as the appendix in adults and the gill slits and tail in early embryological development, and for Freud the significance of dream symbols, symptom formations and slips of the tongue all of which were subjected to an historical approach. As Freud wrote in Studies in Hysteria (1895): ‘All these [neurotic] sensations and innervations belong to the field of “The Expression of the Emotions”, which, as Darwin [1872] has taught us, consist of actions which originally had a meaning and served a purpose’ (SE, 2: 181). Both linguistic usage and hysterical symptoms - like the redundant bits of anatomy for Darwin - were viewed as arising from a common phylogenetic root.

Fourthly, common to both Freud and Darwin is their shared emphasis on the irrational in Man. This theme - which may be seen as a reaction against the long prevailing Enlightenment emphasis on human rationality - goes back to the previous century and Schopenhauer who not only influenced Darwin, but also Hartmann upon whose conception of the unconscious Freud was to base his own theories. The irrational aspects of Man that were to predominate in Darwin’s and Freud’s thinking were the instincts and especially sexuality.

Lastly, three of Freud’s fundamental mechanisms of pathological development - fixation, regression, and the significance of early experience - have their sources elsewhere in materialist, i.e. non-psychological, bio-evolutionary theories. These are of particular significance to the way in which the “child” in particular is conceived within analytic theory even today. Anatomical fixations, known as “arrests in development” were well established in mid-nineteenth century medical pathology and embryology. Writing about instinctual fixations, Darwin ‘paid close attention ….to the way in which instincts, inhibited or otherwise altered by new habits, might help to account for evolutionary change’ (Sulloway,1992: 265). In turn this led to firmer theories of instinctual fixation such as “imprinting” evidenced by the “following” behaviour of very young ducklings towards their initial carer even if it is a human. Familiar with the anatomical-evolutionary notions of fixations, Freud extended the idea to psychoanalysis asserting that ‘in the case of every particular sexual trend….some portions of it have stayed behind at earlier stages of its development, even though other portions may have reached their final goal…..we propose to describe the lagging behind of a part trend at an earlier stage as a fixation - a fixation, that is, of the instinct.’ (Introductory Lectures on Psycho-Analysis, 1916, SE 16:340).

The concept of regression  owes much to the English neurologist Hughlings Jackson who conceived the human mind in terms of a hierarchical series of functional levels, the lower ones having been superseded in course of human evolution (1884). Senility, neurological disease and insanity were viewed as a general reversal of this evolutionary process and Jackson referred to these as “dissolutions” in mental functioning. Acknowledging Jackson’s contribution, Freud took up the idea of “dissolutions” and later applied it to his conceptions of the neuroses when he wrote to Abraham in 1907 of ‘the general pathological view that illness implies a regression in development’.

What this brief survey of the biogenetic sources of Freud’s psychoanalytic formulations reveals is twofold: namely, that his concepts about psychological development and the pathology of neuroses originated neither from the clinical treatment of adults nor the general observation of infants and children, but subsequent material from these sources were later used to justify his a priori bio-evolutionary hypotheses. I will offer a concise example which still remains critical to the psychoanalytic perspective today - the Freud/Abraham oral, anal, and genital “stages” of libidinal and ego-development.

Freud's emphasis is clear in 1916 when he says of the courses of ego and libidinal development: 'both of them are at bottom heritages, abbreviated recapitulations, of the development which all mankind has passed through from its primeval days over long periods of time'  (Freud, Introductory Lectures, 1916-1917, SE, 16:354).  Freud's initial groundbreaking model of the child's pregenital psychosexual development had from the beginning clearly less to do with observed  phenomena in real human infants, than with placing instinctual development within an established phylogenetic frame. This overarching project becomes even clearer when we discover that the oral, anal, genital sequence itself derives from Haeckel's notion of the primeval gastraea. This gastraea (from the Greek gaster, “stomach”) is a simple marine sponge and is viewed as a critical point in the evolution of animal life - a basic form from which higher animals are descended. Haeckel had noted that in the earliest stages of embryological development, multicellular animal organisms follow a common pattern. As Sulloway says in Freud, Biologist of the Mind,  'Specifically (Haeckel) maintained that the fertilised zygote invaginates to create a primitive stomach, a mouth, and, later, an anal orifice', (Sulloway, 1980,:261). Wilhelm Bölsche, with his particular interest in the evolution of sexuality,  seized upon Haeckel's idea to depict sexual sensitivity as having been 'gradually dispersed from the original "skin" of the preinvaginated gastraea to the later-evolved....organs of sexuality' (ibid.: 262), thus completing the phylogenetic sequence:  oral dominance, followed by anal, and the later development of the genital.  True sexual reproduction was originally  'a sort of higher eating' in Bölsche's characterisation. This view perhaps influenced Freud's observation of the suckling infant enough to make him equate the baby's facial expression during feeding to the look of sexual enjoyment and satiation in the adult (in Freud, Three Essays, 1905, SE, 7:182). 

In constructing a theory of ego and libidinal development which claimed that adult psychopathology arose from the clash between instinctual urges and repressive social norms, Freud was employing materialist biological ideas to grasp the unobservable psyche. For example, the gill-slits observed on the embryos of a range of animals including humans, are a physical and observable phylogenetic recapitulation. Freud postulated a parallel in the theoretical “oral phase”  which is an unobservable phenomenon, only indirectly inferable from the behaviour of infants, but one which fits however with theories of phylogenetic recapitulation. It was out of this theoretical exigency that the child was originally prioritised in the psychoanalytic canon. This view of the child as the carrier of development differs from the child-in-relationship-with-its-environment that is the emphasis today, but the contemporary twist should not obscure the phylogenetic, evolutionist origins of the theory. For instance, current depth psychological theory prioritises "oral" behaviour when in the development of the real infant a range of skills and "priorities" are proceeding simultaneously, such as grasping, recognition, memory, imitation, stimulation and quiescence and so on. Daniel Stern's The Interpersonal World of the Infant (New York, Basic Books, 1985)  provides important evidence and discussion of this issue.

It was Freud's excessive emphasis on the instinctual, and particularly the sexual, that led C.G. Jung to break away and develop his own theories.  Later, Abraham developed Freud's instinct theory with what became the classical notion of oral, anal and genital stages as potential fixation points identifiable through the adult pathology encountered in the consulting room.  Later still, this model came to be viewed by psychoanalysts as too mechanistic, and by the 1930s Melanie Klein, who had been analysed by Abraham, was developing ideas that would eventually form one basis for object relations theory. In reviewing the cultural roots of the dominance of the child motif in depth psychology, we have perhaps come upon the point in the development of psychoanalysis when these hypothetical stages of ego development became more firmly established by being linked to flesh and blood infants, mothers and breasts, and eventually to the specific historical mother and the infant the adult once was.

I want to follow this survey of the genealogy of psychoanalytic concepts with an up-to-date textual illustration from Michael Fordham, the Jungian analyst who is regarded as having made a significant contribution to Jungian psychoanalysis by the way in which he combined Freudian theoretical assumptions with some of Jung’s concepts and then establishing these, or so many believe, through the “scientific” observation of actual infants and their mothers.

 

Having heard what I have said so far, it seems fair to ask, So what if psychoanalysis derives its theories from nineteenth century evolutionary biology? Does this necessarily mean that contemporary thinking is wrong? And, besides, are we really still holding by these particular theories?

To take the first question, perhaps it is not so much that contemporary psychoanalytic thinking is wrong but that it constitutes a discourse that no longer fits our times. Biogenetic theories formed the discourse of a certain era when ideas of progress, breeding and the survival of the fittest constituted the paradigm for what was thought to govern not only the animal kingdom, but also individual human beings and society in general. As Erich Fromm (1979) has pointed out, Freud’s blind spot was the way he mistook bourgeois society for civilised society in general, thus making universalist assumptions from his bio-evolutionary perspective. To a certain extent, Darwinian evolutionary ideas still permeate beliefs around contemporary individual and civic life where the term “market forces”, for example, is redolent of an economic Darwinism which is used to express the success and failure of businesses, individuals and, indeed, whole nations who are viewed as engaged in a pseudo-evolutionary struggle for limited niches in world trade and profits. When it comes to the extension of Darwinism into human economic activity, there are quite contrasting theories now such as Chaos theory and Complexity theory which offer alternative perspectives backed up by mathematical evidence (Gleick, 1987)

The persistence of Darwinian views no longer stands as the only, or the dominant way of understanding the activity and motivation of individuals and society in general. Despite this, in British politics between 1979 and 1990, the Thatcherite urge to return to Victorian values spoke of attempts to revive the Darwinian discourse of a previous era. But the desperately anachronistic nature of this political move has to be seen in the context of what had been happening to Darwinian evolutionary theory itself since the 1950s. Not only has there been widespread criticism arising from gaps in the fossil record - of which Darwin was aware but hoped, wrongly as it turned out, that future investigation would close - but also criticism of  particular cases such as, for example, that of the mammalian eye. Indeed, it has been so difficult to explain the existence of the eye in evolutionary terms that, in 1860, Darwin himself wrote,  “To this day the eye makes me shudder” (Hitching, 1982: 67). Without going into detail, there is a big question mark over how the eye could have “evolved” gradually through natural selection as, without its complete function of vision, it is hard to see how earlier mutations or “part eyes” could offer any survival advantage to the species who developed them (ibid.).

Thus, when it comes to psychoanalytic theories of human psychology that derive from bio-evolutionary premises, I would argue for a questioning of the theory and the discourse from which it arises rather than the tendency we find in psychoanalysis persist in amassing of confirming “evidence” in clinical material and family dynamics, or, worse still, blunder ahead as if the issue was of little consequence. When questioned about the popularity of psychoanalytic explanations despite the lack of valid evidence, philosophers of science tell us that, as with all scientific theories, invalidity alone is not enough to negate the persistence of a theory - it may only be abandoned when a better theory comes along to take its place (Eyesenck,    ).  

I, for one, have little use for concepts of orality, anality and genitality either as stages in development or as points of fixation or regression. Equally, along with many other child developmental psychologists, I see no evidence for an Oedipal stage or the Oedipal dynamics as Freud described them. In this I seem to be in agreement with C.G.Jung who also thought of libidinal stages and the Oedipal crisis as superfluous concepts in analytic psychotherapy. This brings me to the second question: Are we still really holding on to such theories? Well, clearly we are in a general sense, but it is also interesting to notice how the same bio-evolutionary premises lie disguised within contemporary theorising in psychoanalysis and analytical psychology.

 

Michael Fordham and the uneasy theorising of the child

In a chapter of his book Jungian Psychotherapy called The Analysis of Childhood and Its Limits (Fordham, 1978/1986: 124-137), the Jungian analyst Michael Fordham demonstrates the persistence of bio-evolutionary assumptions when he discusses the work of reconstruction in the analysis of an adult male patient. Freud originally conceived analysis as a process of restoring the repressed memories of past trauma to consciousness, thereby removing the neurotic or hysterical symptoms purely through insight. The crudity of this idea has long been abandoned in contemporary analysis and instead we find emphasis being placed on recalling apparent infantile memories in general. As Fordham puts it,  ‘It is often useful and important to go on until the infantile situations are clear….and…to keep a track on the age at which they took place, bearing in mind what is probable at any particular age. Thus, by relating the present to the past the patient’s ego is strengthened.’ (ibid.:125. Italics added). Fordham’s ‘bearing in mind what is probable at any particular age’ already indicates an a priori schema arranged according to stages of development. Furthermore, if memories are not available Fordham recommends, ‘the additional method of reconstruction to fill in the gaps’ (ibid.: 125-126. Italics added). Here, the hidden discourse involves a geological metaphor: like Darwin’s fossil record which formed the basis for evolutionary theory, there are gaps that need filling intellectually with hypotheses that will close them.

Fordham offers the clinical example of a fifty year old man who, in analysis, seemed remarkably undiscriminating about the interpretations Fordham offered him and, for whom, as Fordham puts it, ‘any intervention seemed to be “swallowed” under compulsion’ (ibid.: 126). The reconstruction commences with: ‘On the basis of this observation and his use of food to allay anxiety I suggested that his feeding in infancy might have been important to him and that his way of swallowing interpretations might be an indication of how he was fed as an infant.’ (ibid.) Fordham’s apparently neutral ‘bearing in mind what is probable’ has imposed and prioritised an oral stage on the reconstructed grid of the past. A theoretical assumption also evident in Fordham’s reconstruction is Abraham’s oral-sadistic sub-stage which involves aggressive feeding impulses. Fordham writes, ‘I also suggested that perhaps his mother had used breast feeding to keep him quiet….[This] reconstruction…. also made his predominant lack of verbal aggression more understandable….If he had been fed not so much when he was hungry as when he made a noise or used other methods of expressing his aggression, then the development of his aggression would have been inhibited and bound up inside him, as appeared to be the case in the transference.’ (ibid.)

Then, still referring to his patient’s verbal style in the analytic sessions, Fordham goes on to hypothesise how this also has its source in the “anal stage” of the man’s infancy.  Fordham writes, ‘there was another aspect: in response to my interpretations he would produce a mass of associations as if he were under compulsion to do so. I reconstructed this in terms of his mother’s demand that he produce excreta during toilet training.’ (ibid.: 127). Fordham is then clearly delighted to report that the ‘incredulous’ patient promptly wrote to his mother who ‘replied in a letter which confirmed in detail the main points of my reconstruction: he had been given daily doses of castor oil and suppositories from time to time so as to help the regular functioning of his bowels.’ (ibid.). Fordham claims that by making such links with the past using memories and reconstructions he helps the patient to understand what is happening in the transference relationship.

There might well be other ways of understanding the patient’s way of relating verbally. For instance, when writing this I made the slip of typing “following” instead of “swallowing”. This leads me to reflect that, instead of the feeding metaphor that becomes concretised in Fordham’s example, another image which is still rooted in biology - that of imprinting - could equally be used to “explain” the patient’s behaviour. The image is one of the patient following Fordham’s interpretations like the duckling trailing behind its all-important carer. I do not prefer such an “explanation” and have no urge to extend it at all, but merely offer it as an example of the plasticity of such theorising.

Concluding his discussion, Fordham claims to have offered, ‘an example of developing a theory out of the patient’s material and not imposing one.’(ibid.). His reasoning - which stems from Fordham’s holding flexible views about which regimes of breast-feeding are preferable for emotional development - goes thus: ‘If I had thought that demand feeding, in the sense of not feeding by the clock, was always desirable, and then proceeded with that theory, the development of the analysis would have been jeopardised. It must have been, however, that his mother was not able to distinguish a hungry cry from the energetic crying of a baby needing to be aggressive….”Demand feeding” would then have been misused….to keep him quiet and so smothered his aggression.’(ibid.). This is the reason Fordham gives for claiming he has not imposed a theory but has “developed” one out of the patient’s material.

I would challenge this claim for theoretical neutrality on a number of levels. For a start, the text assumes that infants’ experiences of their mothers’ care persists into adulthood in such a way that aspects of the way they relate to an analyst as an adult can be attributed to the mother’s care in a cause-and-effect manner. This is a metaphorical version of the old ontogeny-recapitulates-phylogeny discourse, or style of thinking. In this case, the adult patient’s behaviour  -“ontogeny”- repeats the experiences of infancy - “phylogeny” - where the evidence cited comes not from the phylogenetic, fossil record as it did for nineteenth century biogenetics, but from the more recent historical “past” as reconstructed or reported by the mother herself. (Incidentally, Freud gave strict warnings about seeking such corroboration as such “evidence” can so easily go against the hypothesis that is being claimed. [Reference]).

Secondly, what is also being imposed on the material in this reconstruction is a high degree of selectivity and prioritising of the wide range of actions that go between an infant and its mother. Although psychoanalytic reconstructions often involve a wider selection, in this case the focus places entire importance on the experiences of feeding and defecation. Other frequent and relevant aspects of infant-mother interaction such as styles of play, holding, gaze, and stimulation are not prioritised (cf. Stern, 1985, 1990). Lastly, then, such granting of importance to oral and anal experiences reveals how this style of reconstruction is not neutral at all, but is in fact embedded in the earliest assumptions of psychoanalytic thinking - the theoretical point of view that derives from bio-evolutionary discourse of the last century.

This is not to say that Fordham’s reconstruction was not helpful in the case he discusses. I am sure it was, and that this style is useful in a number of cases. But I also know that such techniques can alienate a patient and be unhelpful  - especially when an analyst has little sense of the background to such methods. What I object to most is the way that it is claimed there is no theory being imposed when, in fact, there is a considerable weight of theoretical assumptions pressing down on the material. Those who are critical of psychoanalytic theory and methods are right to point out the danger in analysts not taking responsibility for the views they inherit from the Freudian past. Whether this arises through an insufficiently critical attitude that renders such inherited views invisible, or whether, as is often the case, psychoanalysis persists in justifying its theories using “evidence” derived from more and more novel sources rather than frankly questioning the theories themselves - either way analysis needs to get its house in order. There are too many ghosts disturbing contemporary analytic practice.

 Historical discourse and alternatives to “the child”.

Where Michael Fordham is quite correct when he asserts that a degree of healing may be achieved for the patient by linking the past to the present. Nowadays this point of view has been formulated along the lines of creating a narrative, a life-story or the patient’s personal myth as ways of describing a main feature of analytic psychotherapy.  (cf. Hillman, 1983; Covington, 19  ; Hewison, 19  ). Far from abandoning the need to link the present to the past, I think we should be honouring this aspect of Freud’s genius by paying greater attention to what we select as significant in this instead of being driven by what earlier psychoanalytic formulations deemed relevant. As I pointed out in my previous paper (Hauke, 1996), over the years, the frontiers of what constitutes the relevant past for psychoanalysis have been pushed back beyond early infancy to babyhood and even the womb. This has not only been due to the influence of individual theorists like Klein, Bowlby, Winnicott, Piontelli  and Fordham, but also due to changing social and political influences. For instance, after the Second World War, the critical function of women as carers of their own offspring was emphasised not only in terms of individual child health but, indeed, as vital for the survival of the Western world itself. The International Labour Review of 1954 carried an article by Baers entitled "Women workers and their responsibilities" in which he claimed the child's normal development is dependent on the mother's full-time role in child-rearing, and that:  "anything that hinders women in the fulfilment of this mission must be regarded as contrary to human progress" (in Clarke and Clarke, 1976: 23). We need hardly look further for confirmation of Beatrice Gottlieb’s statement in her book The Family in the Western World: From the Black Death to the Industrial Age (1993) where she writes: ‘ideas about the treatment of children always seem to be exaggerated versions of fundamental beliefs. Children play a special role in our view of our destiny and are a distillation of what we believe most deeply about ourselves.’ (Gottlieb, ibid.: 169).

Gottlieb’s historical survey of children and the family takes her up to the dawn of the industrial age in 1800, and so contains views and attitudes towards infancy that contrast with the middle and end of that century in which evolutionary theory and psychoanalysis emerged. It is interesting, therefore, to ponder about the discourse of infancy in the pre-psychoanalytic era as a way of assessing ideas around the child in contemporary practice. The point being made is that infancy, childcare, and the family are socially constructed and not the “natural” phenomena that psychoanalysis so often assumes.

In the pre-industrial period of Western society, swaddling of babies was common practice and Gottlieb suggests a sub-text to the practice of swaddling is the sense of the baby as alien and not fully human.  Swaddling therefore served to keep the baby in an upright position as he or she would be when grown, and it also discouraged and avoided a crawling stage which, for the times, was equally viewed as too animalistic. I would add that, despite contemporary parents’ expectations and need for greater wage-earning and leisure time, swaddling is not common practice these days not because it is not convenient - it would be! - but because most of us have abandoned the idea of the infant as an animal that needs humanising. At least this belief no longer forms a dominant part of the contemporary discourse of the “infant”.

When it came beliefs around the feeding of babies, actual nutrition was not the only thing taken in through female milk; long before the psychoanalytic era and  formulations like those of Michael Fordham’s, it was the belief that character was transmitted through breast milk. This was such an important issue that the widespread employment of wet nurses to suckle infants was brought under bureaucratic control in Paris as early as 1350 and had long been part of the French bureaucracy by 1800. This move was not only to ensure that the women had a good supply of healthy milk, but, just as importantly, to confirm that they also had good moral character and a stable disposition  - not so they would be a good caretaker, but because the milk was believed to transmit personality (Gottlieb, 1993: 145-146). Vasari reports how Michelangelo joked that his calling as a sculptor lay in the fact that he had been nursed by a stone-cutter’s wife, from whose milk ‘I sucked in the hammer and chisels I use for my statues’. (ibid.: 146).

The barely hidden patriarchal assumption here brings in a further element of the discourse of infancy and feeding. There was a fear connected with nursing and one which probably threatened men more than women. Nursing was viewed as a process in which the animal-like infant drained the nurse/mother of vital forces; breast milk was regarded as a ‘form of blood’ - specifically menstrual blood - which had first fed the child in the womb and then fed it after birth. Nursing was a lowly job and thus breast-feeding suited a lower-class, more animal-like creature for the eighteenth century, urban, bourgeois family. (Elsewhere in the countryside mothers had far less choice).

Due to high infant mortality, the wet-nurse system, and the fact that men - who tended to dominate the written word - were seldom involved with young children, infancy is poorly recorded up to the start of the nineteenth century. It is fascinating how this changes with the more prosperous conditions of Victorian times and the improvement in infant survival. Without such social and economic shifts we would not have seen Darwin producing a detailed diary over three years of the mental and behavioural development of his first son, William. In response to the growing interest of child studies in the nineteenth century, Darwin published this in 1877 in the new journal Mind as “A Biographical Sketch of an Infant”.

But it was Darwin’s observations on infant emotions that were to especially influence Freud. Darwin’s idea that the fears of childhood did not derive from the child’s experience but were the result of ‘the inherited effects of real dangers and abject superstitions during ancient times’ was to influence Freud’s idea of ‘instinctive knowledge’ - ‘knowledge that shapes much that is fundamental in the overall pattern of Freudian psychosexual development’ (Sulloway, 1992: 245-247). The roots of Fordham’s ideas about the influence of archetypes in infant development may be seen in Freud writing in 1914 where he calls archetypes “hereditary schema”: ‘Whenever experiences fail to fit in with the hereditary schema, they become remodelled in the imagination -….It is precisely such cases that are calculated to convince us of the existence of the schema. We are often able to see the schema triumphing over the experience of the individual’ (1918 [1914], SE., 17: 119).

However, as we have seen above, Fordham differs from Jung in that he does not regard the baby as being mainly in touch with the collective unconscious - where lie the archetypes or Freud’s schema - but as mainly ‘engaged in a dynamic interaction with another person’ (Astor, 1998: 12). Fordham’s type of psychoanalytic theorising about the child, then, contains elements of more than one discourse stemming from different historical era. Not only is there a nineteenth century evolutionary aspect, but there is also a psychoanalytic version of the even earlier idea that character and personality are transmitted through the mother’s or nurses’ milk.

 Conclusion: foreclosing other discourses.

To summarise, what I have offered is an illustration of the way that earlier discourses of Western culture are embedded in psychoanalytic theorising and especially in the theories around early life and infancy. What I am suggesting is that not only are these theories the most obvious targets for criticism of the psychoanalytic method, but, for us as practising psychotherapists, they are perhaps the theories which are least necessary. To substantiate this I will conclude with a brief description of what I think constitutes a more helpful frame for psychoanalytic theory and one which is more responsive as a discourse for, and within, contemporary Western culture. You must forgive me for not having worked this out fully yet! I think I know what we should abandon, and I think I know what we should keep, but I do not know what we need to add or develop. So, thus far, I employ Occam’s razor.

Forgive me for stating the obvious but, from the patients I see, and those I hear about, and from my observations in general about all sorts of “helping professions”, it strikes me that psychotherapy is concerned with how we all relate to each other. It is about how we get on with each other, and, of course, how we get on with ourselves, in our daily lives. It is therefore very much a social as well as a psychological understanding and change that is attended to and fostered in the work of therapy. This then includes much of what is talked about in therapy - our relationships with friends, spouses and parents, the relationships we experienced as children ourselves, and also our relationships with aspects of the world, its politics, values and mores with which we agree and disagree but which all affect us deeply and as invisibly -and unconsciously - as the social air we breathe.

Contemporary culture for many in the West differs vastly from earlier times due to the great improvement in material security we now experience. Although there are exceptions - and for the poor and homeless psychoanalysis is quite irrelevant as a priority - our food supply and shelter are secure enough to have allowed us the luxury of turning our concerns elsewhere. Some thinkers explain the rise in popularity of psychoanalytic thinking precisely upon this change in social circumstances. More specifically, it is said, now the hostility of nature and the risk of survival have been mainly overcome, the focus in the industrialised West has turned upon ourselves and each other: what remains for humanity  is the puzzle of nature that is our relationship with each other and with our inner fantasies. ‘L’enfer c’est les autres’. It is other people and our relationships with them that is the stuff of therapy today. It is our inner and outer, social and psychological, intercourse and discourse, that seems to be the true concern of psychotherapy.

Therefore, this is not just a “culture of narcissism” as it has been accused. It is more a sort of “culture of socialism” if you like! But a “culture of relationship” carries less baggage. It therefore needs to include far more attention to, and eventually new theorising about, our social relationships according to a discourse that resonates with contemporary life. This would require far more of a focus on our experience of each other in the here and now and far less of an emphasis on explanations of such experiences.

In psychotherapy, as in the wider culture, people are invariably comforted by explanations. But the way in which these pseudo-explanations are delivered within a culture of the “expert” - the one who “knows” - runs the risk of producing an iatrogenic effect upon the quality of human relationships in general. Removing the division between those who claim expert knowledge and those who seek information about their own lives is a major task for the end of the twentieth century. Let us keep the spirit of story-telling and narrative-making in psychotherapy by all means, but let us seriously question discourses derived from previous eras which, in the hands of a few, attempt to impose a way of thinking instead of opening up new avenues.

To do otherwise - if I may generate a final metaphor of the “child” - would be like raising a child in the 1990s according to the strict, narrow mores of over a century earlier. Once grown, we should not be surprised to find before us an adult who is not only poorly equipped for the pace and flexibility of contemporary social relationships, but one who also burns with resentment that the vision of the world delivered through such an upbringing has robbed them of all relationship with the culture they experience all around them. And, above all, that this clinging to the past and extreme lack of foresight has also deprived contemporary culture of what such an individual might have to offer.

Perhaps psychoanalysis suffers from such a deprivation and disadvantage today.

 

References (to follow, completed, shortly)

Astor, J.,

Fordham, M.,

Sulloway, Frank J., Freud, Biologist of the Mind

Gottlieb, B.,

Hitching, F.,

Fromm, E.,

Kerr, J.,

Gleick,

 
Sample Chapter #3   From Spring Journal, New Orleans, 2005
Author:   Christopher Hauke
WHAT MAKES MOVIES WORK? Unconscious processes and the movie-makers' craft.
 

This paper is a small part of my work-in-progress on a book of the same title which is to occupy the next two years of my life. This writing and researching, however, will have to fit around a schedule that includes completing a screenplay in collaboration with another guy - the actor, in fact, who will take the lead role when it comes to actual production which I also plan to complete during the same period. In addition I have made a documentary called On The Money – about money, creativity and the feminine and what flows where and how – which is already in pilot form and will now need pitching to producers for Channel 4 in the U.K. And I say all this not to convince you I am busy or talented – God forbid – or short on sleep (that part is true) but to put my ideas and writing in context. I am no longer an armchair viewer of movies.

Affordable pro-quality digital video-cameras, professional editing software, helpful books and larger, cheaper hard-drives all make the technical side of movie-making within the reach of anyone who, like me, is happy to keep driving a fourteen year-old car (a Volvo station-wagon, naturally) to afford it.

I realized a while back that if I was to start writing about what happens to any one of us on the movie-making team – whether writer, director, actor, cinematographer, production designer, gaffer or caterer - I was going to have to go hands on. Making movies myself not only helps me to talk with filmmakers far more professional than I am, and share a language and discover what they get up to and what they think, it also gives me a taste of some of the experiences that arise.

Like, for example, when I was filming my forty-five minute feature Losing Dad in New York and the two boys (my twin sons aged twelve at the time) were in Central Park. Two balloons, a red one and a green one, were floating loose and one boy chased the green balloon, kicking it back in the air until it drifted off, while the red balloon stayed in a tree and refused to come down. I knew the scene would be good for the point in the story when we see the boys alone and sad they have failed to find their Dad. Old films like Le Ballon Rouge came to mind with its scenes of a boy of the same age. And, once I got to editing, looking at the other footage I had shot, there were several shots of the boys walking down a New York street with balloons tethered and floating above them. All of these were "unintentional" shots when it came to the balloons. Finding them, and piecing them in the right emotional spaces through the editing, and then adding evocative music, all brought out meaning for this aspect of the story.

I felt I was following the great film editor Walter Murch's recommendation that editing decisions are best made with these proportions of intent in mind: 51% Emotion, 25% Story, 10% Rhythm, and the rest just about the reality of the eye tracking in three-dimensional space – the reverse of the hierarchy they teach you in film-school apparently.

 

But back to this paper. I have several assumptions I make and even more questions I ask. First I am assuming that unconscious processes can be found in highly structured art form like movie making, just as they can be found in the novel or painting. But when it comes to creating the movie, just what is the relationship between successful planning and the successfully unplanned, between conscious intentions and the "happy accident"? In such an expensive, time-consuming, over-populated enterprise just how do artists, technicians, directors and producers manage to incorporate new creations stemming from "intuition" or "happy accidents" which may often involve the sacrificing of earlier decisions? For instance, in a recent talk the director/writer Anthony Minghella spoke of how he had laboured over the writing of the movie Truly, Madly, Deeply and when it came to production he rehearsed one scene with two actors for three days. On the day of filming it suddenly struck him to tell the actors to play the whole scene without any of the words. They were dumfounded, they had sweated over those words and now they were all being taken away. But they filmed the scene with only the woman playing piano and the man playing the cello and not a word was said. This unplanned, inspired idea gives us one of the most powerful moments in the movie.

Many involved in the industry confirm how great creativity is more likely the better planned and secure the movie production is. I say more later about the comparison with psychotherapy where structure and boundaries also work to enable unconscious contents to arise, to be seen and to be accepted and included.
But when it comes to movies, this begs the question of who are the major contributors to this spontaneous creativity? Actors? Writers? Director? Focus puller? Catering? Drivers? (The answer, many have told me, is it could be any one of them). But after this, who decides on the fate of unconscious and unanticipated contributions? Is it a high level (studio/producer) decision or can it get by and get accepted at the actor/director level as part of the overall vision?
Last but not least, when it comes to the psychology of all this, what is the source of these contributions stemming from the unconscious? Is it individual genius – the Auteur – or is there a collective, more archetypal process at work that supercedes any single individual and expresses something all can recognize but none could have dreamed up on their own?

No one, no writer, director, actor, cinematographer can claim it to be "their" movie like the author of a novel or a painter can claim sole creator rights over their work (leaving aside the "audience creating the work" argument for the moment). Movies are such a collaborative art form the psychology of creativity in this case must involve shared processes. These collective events might be as unhelpful as a complex, or they might be as deep and rich as the expression of an archetype which all may be moved by. Whatever we say – and I refer to Jung's ideas on the "author" of a creative work in a moment – movies are a highly collective activity thus offering material for a psychology that has an understanding of both collective and individual processes as a distinguishing feature – the psychology of C.G. Jung.

 

Structure and enabling the unconscious

 In a recent interview for BBC radio, the director Michael Apted spoke enthusiastically of those who notice aspects of his movies which he had not consciously intended. Personally, he says, ‘part of my life is carefully examined in therapy’ and adds that, of course, ‘a lot of art is unconscious’. Therefore we should not be surprised when movie-making produces elements of which the makers were unaware at the time. He adds: ‘a movie is such a collaborative, business-like job….not a pure art of being confronted with a blank sheet of paper in a quiet room whether you are writing words or music, there’s something very rough and tumble about doing movies ……and it’s wonderful when people come in and point these things out to you. I so don’t mind it – I like it! It takes other people to point things out to you’[1]. (Apted, BBC 2001)
In the book of which this paper forms a part, I intend to ‘point things out’. Movie-making generally involves great amounts of time spent in preparation, development and conscious decision-making which results in plans, designs, budgets to fit these and an overall vision that is then communicated to all involved.
Making a movie, as everyone knows, rarely proceeds ‘according to plan’. More often than not, plans change, compromises are made (often over where cash will be spent or saved in the implication of creative ideas) and the movie staggers forward to  post-production, publicity, premiere and distribution.  Throughout the planning and the alteration of plans, everyone tends to maintain the view that all these creative and commercial decisions are made in full conscious awareness.
However, great movies achieve results through many unplanned events. Such movies, of course, do not throw all conscious rationality to the wind,  but achieve a greatness which derives from the unanticipated aspects that conscious planning seeks to avoid. These unconscious aspects to movie-making, when recognized and incorporated, are often the difference that makes a movie really work – rather than ending up as just another ‘piece of work’.
There is a fear of this in the expensive business of film-making. As the cinematographer (director of photography or DP) Gordon Willis said of his experience filming The Godfather for Francis Ford Coppola,
            ‘I like to lay a thing out and make it work, with discipline. Francis’s attitude is more like, “I’ll set my clothes on fire – if I can make it to the other side of the room it’ll be spectacular”. You can’t shoot a whole movie hoping for happy accidents. What you get is one big accident’[2].
 In psychology we avoid terms like "happy accidents" – and indeed, I will address the language the movie-makers prefer shortly, but what do we, as analytical psychologists mean by ‘unconscious factors and processes’?
  What do we mean by ‘unconscious factors and processes’?
 

When it comes to movies, a great deal has been written about the unconscious processes in the minds of the audience – how movies are affecting them. As I have said, my interests lie on the other side of the camera, with the film-makers themselves.

While some unconscious factors in creative people indeed derive from their personal circumstances, (and I will pick up on Jung’s views on this aspect of creativity shortly) this perspective is so often overworked it falls into cliché. My preferred angle is to discover disjunctions and unintended results that artists and technicians then incorporate into their work. The aim is to show how these unconscious elements work in cooperation with those that are consciously planned; it is not my purpose to claim an understanding of the source of the  unconscious elements in a personal, biographical, cause-and-effect fashion. But it is my conjecture that in many cases, artistic creativity stemming from collective unconscious processes reaches the audience at a deep level, and that it derives from the film-makers’ ability to act as conduits of contents and themes of universal significance that lie outside their own personal, conscious awareness and intention.

Neither do unconscious contributions to the creative process differ from conscious ones in a simple ‘rational’ versus ‘emotional’ split. A moment’s reflection tells us how rational thinking always has an emotional element charging it, and so the division of ‘head and heart’ is artificial. I am drawn to C G Jung’s idea there are two kinds of thinking:  not only directed, rational thought that seeks its aim, follows a linear form and uses much psychic energy, but there is also undirected thinking, or fantasy, which is goal-less, free-flowing, uses little energy and can produce surprising and unanticipated results – especially in film-making. Clearly much human activity benefits from both types of thinking, but artistic activity of all sorts cannot work without the full cooperation of both kinds of thinking.

When it comes to making movies, it would be simplistic to say some contributors are working purely rationally (producers, accountants, technicians) while others (actors, writers, directors) are operating with fantasy thinking all the time. Clearly all contributors are using both approaches in varying proportion – imagining solutions and subjecting them to rational scrutiny. Practical applications often start with input supplied by the unconscious. And not only the Arts, but the history of science is also full of rational conclusions that were arrived at via irrational means, such as dream images, as in the famous case of Kekule’s discovery of the ring structure of the benzene molecule. Apparently both Einstein and the physicist David Bohm ‘felt’ mathematical answers to the problems they were struggling with in vague but informative small muscular movements in their bodies[3]. And of course it was Picasso who said: “Je ne cherche pas: je trouve” [4].

 

In addition to individual unconscious effects, it may also be useful to analyze collective unconscious phenomena for their resonance and impact on the creative process. The archetypal theory of C.G.Jung proves fruitful in this aspect and it is obvious how this has informed Joseph Campbell’s work on universal myths which in turn influenced writers and directors of many movies from the Star Wars series to Mad Max. It is my conjecture that artistic creativity stemming from collective unconscious processes is capable of reaching the audience at a deep level, and that it derives from film-makers’ ability to act as conduits of contents and themes of universal significance that lie outside their conscious awareness and intention.

 Joseph Campbell's The Hero With A Thousand Faces (1949) was the source for Christopher Vogler’s influential book (originally a fifteen page memo that circulated round L.A.) which inspired and enlightened Hollywood film makers about universal aspects of narratives of the hero. At first, this led to an over-structured template for movie stories but it soon became a crude analytic tool by which studio executives and screenwriting students – perpetually baffled as they all are as to what makes a successful movie - might understand the appeal and success of movies like Star Wars, Raiders of the Lost Ark, Mad Max, Rocky and others. Such a  Frazerian Golden Bough, universalistic approach is not to my taste; it smacks too much of formula – a formula that restricts the emergence of the unconscious while trying to pose as a revelation. It says what has happened  but says little about the conditions required for such meaning to arise. So, because they can be so misleading, because they tend to promise more than they deliver I wish to steer clear of universal, essentialist formulae. This is not to say, of course, that I deny the usefulness of a distinction between individual and collective phenomena. My first intention is to address the limitations of an analysis of movie-making that regards it as a purely conscious activity and in doing so my approach has more in common with post-structural and deconstructive perspectives. As Brunette says, ‘Deconstruction is not a discipline or….a methodology, but rather a questioning stance taken towards the most basic aspects of the production of knowledge. Like Lacanian psychoanalysis, it tends to concentrate on the slippages of meaning, the gaps and inconsistencies, that inevitably mark all understanding.’[5]. I would like to add that this attitude is not restricted to Lacanians but one presented by many contemporary Jungians (and of course Freudians) too! In my use of the term, ‘unconscious’[6] refers to these slippages of meaning, gaps and inconsistencies. In common with such an approach, my intention is to discover the presence of unconscious aspects of movie-making – both individual and collective - and to map their contribution to the creative process as a whole.

 

Personal psychology, collective creativity and the movies.

 In his 1930 paper, ‘Psychology and Literature’, Jung notes how the ‘reduction of art to personal factors….deflects our attention from the psychology of the work of art and focuses it on the psychology of the artist’[7] . Looking at the director or cinematographer or writer as personalities with interesting lives may have its place but we should never compound the two analyses. As Jung puts it, ‘the work of art exists in its own right and cannot be got rid of by changing it into a personal complex’[8].
Jung likens great art to the dream – despite all the conscious human craft gone into its production – he claims art, like the dream, is a product of nature – our “human nature” if you will.
‘A dream never says "you ought" or "this is the truth". It presents an image in much the same way nature allows a plant to grow, and it is up to us to draw conclusions’.[9] 
Note how Jung speaks of plural 'conclusions'. There are many so-called ‘meanings’ in our understanding of a creative product; there may well be single intentions on the part of its creators in the case of movies, but once a film is shown there are many human eyes seeking to find meanings. Jung notes that we realize this ‘when we let a work of art act upon us as it acted upon the artist. To grasp its meaning, we must allow it to shape us as it shaped him.’[10]  It is only in recent years that I have found how viewing movies a second and third time, often years apart, has yielded quite different experiences and meanings on each occasion, something which I had never expected when I was younger.
The personal psychology and biographical stories of  the creators of film images can be a help, a hindrance or irrelevant. Film narratives and images frequently go further than the conscious intentions of those who make them.

This is similar to how Jung concludes of the creative artist that, ‘His personal career may be interesting and inevitable, but it does not explain his art.’[11] …. 'it has escaped from the limitations of the personal and has soared beyond the personal concerns of its creator.’[12]  One well-known way in which Jung approaches the issue of human collective imagery is his discovery of mythological phenomena in the modern events of our contemporary stories, ‘instead of the eagle of Zeus, or the great roc, there is an airplane; the fight with the dragon is a railway smash;…..the earth-mother is a stout lady selling vegetables; the Pluto who abducts Persephone is a reckless chauffeur, and so on.’[13].

Frankly, I am not sure what books Jung has in mind here, but since his writing there have certainly been many movies depicting these powerful collective characters and scenes, often, these days, with even less disguise: giant sharks, just as themselves and not substituted by a "modern" equivalent, were back in vogue just ten years after his death! The San Francisco analyst John Beebe has, for many years, been pointing out contemporary and collective resonances in themes and characters in films as diverse as Atalante, Hitchcock's Notorious and Marnie, and in George Lucas’s Star Wars.

This type of film-analysis follows one of Jung’s major themes - how the unconscious produces material to compensate for the one-sidedness of our over-rational conscious minds, ‘When-ever conscious life becomes one-sided or adopts a false attitude, these images…. rise to the surface in dreams and in the visions of artists and seers to restore the psychic balance, whether of the individual or of the epoch.’[14]

But the Jungian attitude to creative arts and, in our case, the movies, goes beyond this initial formulation. It is also about the nature of our creativity itself, what it does for us in the production of arts and what it does for all of us in the communication of a deeper sense of what it is to be a human being. Although Jung is speaking of writers, I believe the illusion of conscious control of the process applies to the film-makers we will hear from. As we will see, some are more willing to admit this than others.
The cinematographer Mario Tosi , for example, also views cinema in a collective sense. He extends his own individual preferences to embrace the cultural significance of cinematography, ‘as the ….last medium left in this society, artistically speaking, that can be enjoyed by many people. Painting, sculpture etc., have limited audiences…..I like to paint on the screen. I like to create a mood and treat it as an art form, the last art form.’[15]
 But how conscious are other movie makers of any of this?
In his latest book - titled Which Lie Did I Tell?-  William Goldman, the Oscar winning screenwriter  (Butch Cassidy and the Sundance Kid, Marathon Man, and All the President’s Men) , after offering us a good chunk of his new screenplay, stops to reflect on the work so far,
‘I have been continually surprised at what you’ve read. I don’t want that to come off as mystical shit. It isn’t. But as I’ve told you, I don’t know what I’m doing, not in any logical way, I’m totally instinctive. ….I think writing has always got to be an act of exploration……
One of the worst parts of being an instinctive writer – of having to go with “feel” rather than logic – is the sense of helplessness that overwhelms me at moments like this.
I am convinced that scene is a proper place to start.
I also have no idea what it is or how to write it.’[16]
 Did you notice the range of words Goldman uses to describe his non-conscious process? He denies any use of the M word – "mystical" is clearly a slur and taboo – and uses "instinctive" when he may mean intuitive; finally contrasting "feel" (which he places in quote marks) with "logic" (which he doesn't!). I don't think he ever uses "unconscious" or "irrational". We  come across an interesting vocabulary (or sliding of signifiers in our psycho-sociological terms) that presents much for discussion as we see what the film-makers have to say.
For example, when the cinematographer,  Michael Chapman (The Last Detail; Taxi Driver; The Last Waltz; Invasion of the Body Snatchers; Raging Bull;  Dead Men Don’t Wear Plaid)  talks about his craft, he frequently substitutes another word to avoid saying "unconscious". Interestingly he is one of the few who substitute the word "existential" as a way of avoiding "unconscious" or the dreaded "mystical" or, even worse, "transcendental". In his expression, "unconscious"  seems synonymous with "emotion" or "emotional effect", and also with "mystery" and "mysterious", and with "magic" or "magical". Historically, all these terms have been held in direct opposition to words like "conscious", "rational" and "mechanical". It is fascinating to see how language used in the field of movie making – with its mix of conscious rationality and vital intuition - sustains this tension.
 

The way actor James Woods speaks of the director Oliver Stone suggests a familiarity with an idea of the "non-conscious" and a coining of terms to describe what he means without speaking "psychologically":

‘He achieves his desired end as a film-maker by being provocative and yet at the same time subverting his own ego in the process. For Oliver Stone nothing matters but the film and the result that even he may not consciously know he is seeking. Some deep intuition drives him, a majestic demon muse to whom he is but a humble servant’[17].
When describing his process himself, Oliver Stone appreciates the way in which the conscious and the mundane need to be assimilated and incorporated before something else, outside consciousness, can happen, ‘I think that directing actors is a very humbling experience…..you have to listen to everybody’s gripes and everybody’s fears….it’s pretty exhausting, but through the medium, through the director, I think something happens, something grows, like in a petrie dish.’[18]
(We shall have to gloss over how Stone's regarding of actors as bacteria appears several steps down even from an earlier, damning attitude when Alfred Hitchcock called actors ‘cattle’!)
Stone also speaks of his relationship with the non-organic elements of movie-making as also partly unconscious, ‘I always respected the camera as another actor….I see the actor, I see the camera, and I see myself. I see a triangle. So that the camera…is as much a human participant as I am. It’s an interesting relationship. So often the camera will speak to me on the day and say: “No, this. That”. And it will become clear to me.’[19]
 

The ‘mechanics’ of filming and lighting versus intuition & unconscious knowing.

 A good place to begin viewing what the cinematographers and camera and lighting technicians have to say is a series of interviews collected in the book Masters of Light. Conversations With Contemporary Cinematographers and the accompanying DVD, Visions of Light.
One theme that strikes the reader and viewer immediately is the tension between the consciously intended mechanics and math of lighting and filming, and the unconsciously achieved magic and mystery that occurs just when cinematographers are at their most scientific and rational and working to achieve their shot. This really is a case of ‘two kinds of thinking’ working side-by-side. Throughout the interviews, the idea of an unknown, unconscious factor emerging and, heaven forbid, this element making all the difference between a professional piece of work and an artistically powerful piece of filmic communication, seems a taboo area of discussion for most of the photographers concerned.
 

Michael Chapman begins his interview defensively, ‘I wish there were some great thing dredged up from my psyche that I could say was the key to all these things, but there isn’t. It’s a mechanical medium and you’ve got to do the mechanics and let the mechanics give the aesthetic pleasure’[20]

But Chapman then goes on to give a huge range of examples of unconscious decisions and solutions he has applied in his work. He is clearly uneasy in admitting how this unpredictable factor has a place alongside the mechanics of the cinematographers art in case this assertion should override his emphasis on the mechanical. Not to mention how it would make him seem unreliable to his employers if he dared pay attention to anything but the planned mechanics of achieving the shot. But Chapman clearly wonders about the relationship between the two.

‘The amount of unconscious material that you’re involved with in shooting – I couldn’t believe it, when I started shooting, how much there is. …..I can’t explain why or how but it’s true. I can’t explain why, if I’m lighting your face, why the light being here or being there makes a difference but I do know it does. I do know if you have a firm view of the movie and you stay with it, it works.'[21]

From this it is clear that Chapman is fully aware that unconsciously derived decisions and results count every bit as much as those arrived at mechanically. When he gets going he lets it all slip out, ‘….I realized that the first time I was a director of photography…. I found that I was drawing on unconscious sources amazingly more than I would have had any idea that I was. Anybody who was going to be honest about it would say the same thing. Unless they are just hacks. If they are really trying, and trying to do something for the first time, then you are using unconscious material surprisingly intensely……’[22]

 Chapman adds in reference to the director he often works with,  'Everything’s unconscious to Marty (Scorsese); everything’s mysterious to Marty…..I can’t believe I’m not right about the unconscious things for someone who really is trying in some way to let some kind of energy loose.’[23]
 

What about camera angles and the link with emotions, characters and narrative? Do directors plan such effects mechanically or do they "reveal" them? Michael Chapman tells us how, ‘[Camera] Operating allows you to think about angles, you think about what angles do, whether they are efficient, whether they work. Operating is great for that.’[24]

But he soon shifts to aspects of the camera-work that is far harder to articulate or plan,
‘A lot of times, what angles give you emotionally is puzzling and mysterious. I don’t have any sense that I understand them…..‘And I think one of the ways unconscious material reveals itself is in angles: in what it says about the relations of character and the relations of character to place. Or what it says about dominance and submission. It’s genuinely mysterious.’[25]
But now Chapman has unnerved himself and back-pedals rapidly!
‘And I don’t like mystery. You should never count on anything being mysterious or new or wonderful. Or that in the joy of doing something, you’re going to create something new. I think the more planning, the more meticulous, the more anal-retentive you are, the better off you are. But there’s no sense pretending that that mystery isn’t there. I don’t think you should ever count on it or even think about it till afterwards.’[26]
 

The director and writer Anthony Minghella in a series of interviews says, quite rightly, that the camera, '….. is not watching, it's telling'. Ten different photographers taking the same subject with the same camera would have ten different pictures: 'because the subject and the photographer have some alchemic relationship, and it either produces gold or dross…..I have absolutely no doubt that there is an action involved in photography which changes the subject.'[27]

 The editing process and post-production
 The film editor Walter Murch (The Unbearable lightness of Being, The English Patient, The Talented Mr Ripley, Cold Mountain, Apocalypse Now, The Conversation) is highly articulate about his contribution to making a movie.
While editing The Conversation – especially Gene Hackman's acting performance as Harry Caul, Murch noticed he was cutting the shots just when Hackman blinked; he suggests that this seems natural as it is where a thought (spoken or unspoken) ends; we unconsciously blink to punctuate our inner and outer phrases of meaning. Murch goes on to mention how the director John Ford said movies were more like thinking than anything else even before Murch noticed this phenomena. (And thinking that does not exclude emotion I have to add.) Murch also points out how editing is “Not so much a putting together as it is the discovery of a path……..The editor is actually making twenty-four decisions a second: No. No. No.No.No.No.No.No.No.No. Yes.’[28]
 There is an interesting anecdote about The Conversation that shows how many choices are arrived at outside conscious decision-making. The Harry Caul character was loosely modeled on Harry Haller of Herman Hesse's Steppenwolf novel and called by that name early in development. But during this period, a typist in Francis Ford Coppola's office mistyped the name of  the character as Harry Caller. Due to the film's theme (Harry is a high-tech audio eavesdropper/industrial spy) the name got changed to "Call" and then spelt "Caul". This then gets echoed in the strange see-through pac-a-mac which is like the 'caul' around a new-born baby and which Harry wears throughout the film.

 

Last Reel
 A photographer I have been talking with maintains that the unconscious and unexpected elements (just to add to the vocabulary he called it the ‘serendipity’) are facilitated by their exact opposite: a very organized and planned shoot where there is agreement on what the scene needs to say, and where the boundaries of location, lighting and script are all in place. As I suggested earlier, the security achieved through such planning strikes me a comparable to the effect of the boundaries of time, place and relationship we find in psychotherapy. In both cases, such a security is vital to the emergence of unconscious factors. On the movie set, as in psychotherapy, it is the safe, boundaried environment which creates the possibility of awareness, and then the use of an intuitive vision stemming from the unconscious that adds so much to a movie scene.
Once the secure environment is in place, the last thing to be done on the shoot is to turn the camera on and to point it in the right direction. The very element the audience do not see – because what they look at is the set and the actors, and what they hear is the dialogue, the music and the unfolding of the story – is this: they don’t watch the camera itself and what it is doing. In all seriousness, I wish to emphasise how the lense is transparent. The camera  is the unconscious element in movies. It is the view we need not be conscious of (at least on first viewing) because to be so would interrupt the life of the movie.
The vision of the camera that stems from the film-makers’ vision is the unconscious vision; this is carried through the materiality of the other elements mentioned which we witness visually and follow with our hearts and minds. The unconscious is then transmitted directly from them to us through this medium.
 Christopher Hauke, August 2nd 2005
 Notes


[1] Apted, Michael, 2001, Backrow 'Interview with Michael Apted' BBC Radio 4, London.

[2] Biskind, Peter, 1999, Easy Riders, Raging Bulls London, Bloomsbury, p.156
[3] Peat, F. David, 1987, Synchronicity: The Bridge between Matter and Mind, New York: Bantam.

[4] Boden, Margaret, 1992, The Creative Mind: Myths and Mechanisms, London: Sphere. P.129

[5] Brunette, Peter and Wills, David, 1989, Screen/Play: Derrida and Film Theory, Princeton: Princeton University Press. P.89

[6] The fact that anything unconscious is by definition not able to be known about will be tackled early in the research. Suffice it to say that when ‘unconscious’ is mentioned this refers to an idea, action or utterance not consciously intended or planned but which, once revealed to consciousness, is assumed to have arisen out of an unknown, unconscious process which leads to artistic creation. The emphasis on process is quite different from claiming the source is an unconscious place in the mind, I should add.

 
[7] Jung, C.G., Collected Works 15 The Spirit of Man, Art and Literature trans. R. F. C. Hull. Psychology and Literature, 1950, Routledge and Kegan Paul, London. Para.147

[8] ibid.

[9] ibid.: para.161

[10] ibid.

[11] ibid.: para.162

[12] ibid.: para.107

[13] ibid.: para.152

[14] ibid.: para.160

[15] Schaefer, Dennis, and Salvato, Larry, eds., 1984, Masters of Light. Conversations with Contemporary Cinematographers, Berkeley: University of California Press. P.246

[16] Goldman, William, (2001) Which Lie Did I Tell?,  London: Bloomsbury. Pp. 407-408, 415.

[17] Salewicz, Chris, 1997, Oliver Stone: The Making of His Movies, London: Orion Books. P.56
 

[18] ibid.

[19] ibid.: p.73

[20] Schaefer, Dennis, and Salvato, Larry, eds., 1984, Masters of Light. Conversations with Contemporary Cinematographers, Berkeley: University of California Press. P.99

[21] ibid.: p.101

[22] ibid.: p.125

[23] ibid.: p.125

[24] ibid.: pp.101-02

[25] ibid.: p.102

[26] ibid.

[27] Bricknel, T., 2005, Minghella on Minghella,            London. Pp.106-07.

[28] Murch, Walter, 2003, In The Blink of an Eye 2nd edition,               London. Pp.3-4

The Personal and Collective Unconscious

Sample Chapter #4  from "The Handbook of Jungian Psychology" (2006) ed. R. Papadopoulos, pub. Routledge, London and New York.

The Personal and the Collective Unconscious
 
Christopher Hauke
 
The unconscious before we named it

The idea of the unconscious - whether ‘collective’ or ‘personal’ - does not, of course, begin with Jung or Freud. The concept of a mind, or spirit or ‘will’ outside of, and beyond, the everyday ‘conscious’ mentality of human beings seems - as far as we can tell - to have existed across cultures and throughout human history. In other eras, the degree to which this ‘mind’ resided in powerful others such as gods, animals, elements like the wind and rivers, or a single God, was emphasised much more than the modern idea that this was an aspect of the minds of human beings themselves. The way that serious attention was paid to dreams seems to be clear evidence of mankind’s respect for, and interest in, a non-conscious aspect of mind. But we know from anthropological investigations that the conceptual separation of a conscious and an unconscious mind as we do now, is not necessarily the form of understanding shared by humans living far from our own contemporary urban, industrialised lives. For example, Benjamin Paul writes of a case of fugue and mental breakdown in a Guatemalan village woman where an expert Shaman attributes her condition to ancestral spirits who are expressing anger at her and her husband’s mother and father, and all the grandparents, thus requiring a form of penance. (B. Paul, in Robert Hunt, ed., 1967, pp. 150-165). Traditional practices such as investigating dreams or ingesting psychotropic drugs in an effort to achieve personal communion with deities – sometimes experienced in animal forms - which would then supply the practitioner with special knowledge to bring back to the world of normal consciousness, bear close comparison to the way that C.G. Jung conceived an ‘unconscious’ that had something to tell us. Moreover, such ritual practices - whether by individual shaman, groups at religious ceremonies, or as part of rites of passage - were conducted in an agreed social context. The revelations from the spirit world - or the ‘unconscious’ - thus carried a shared meaning for the whole group, and one that became established over many generations of repetition of instruction, practice and story-telling. Viewed in this way, we note how development of the idea that humans could usefully access religious and practical knowledge not normally present in the (conscious) mind arose both as an individual and as a collective experience. Contemporary scholarship now emphasises that our human nature as communal beings is every bit as important as our biological being and provides a robust means of examining phenomena which has previously relied solely on biological or evolutionary explanations (see, K. Malik, 2000). We shall be returning to these speculations about the unconscious when we come to consider Jung’s modern reformulation of the collective unconscious early in the 20th century .

 
The unconscious just before Freud and Jung

Our contemporary ideas around the personal and collective unconscious also have their roots somewhat earlier than Freud and Jung - partly in Enlightenment thinking (although, ironically, the unconscious mind was rejected as a concept by Enlightenment) and notably in the German Romantic philosophy of Carus, Schopenhauer, von Hartmann and von Schelling. Whyte has written of how, ‘The general conception of unconscious mental processes was conceivable ….around 1700, topical around 1800, and fashionable around 1870-1880’ (Whyte, 1960, pp. 168-69). I suggest that earlier literature such as the plays of William Shakespeare (died, 1616) indicate ideas of inherent conflict between the known and the unknown aspects of our mental processes seen in the depiction of characters such as Hamlet and King Lear. Furthermore, references from one character to another such as “she doth protest too much” draws attention to a defensive psychological strategy, suggesting that Shakespeare and his audience held an idea of human mentality where the subject was less aware of him or herself, but such hidden ‘unconscious’ processes were revealed to others through attitude, language and behaviour.
Around a century after Shakespeare, the Enlightenment was, on the one hand, keen to investigate the human soul and so engendered an early psychology. However, the emphasis on rationality and reason above all else tended to  hierarchise aspects of our psychology which resulted in emotions and ‘irrational’ thinking (called ‘superstition’ amongst other things) being displaced as inferior activities of the mind. This meant that  the notion of an unconscious became devalued if not redundant. Descartes’s ,“I think, therefore I am” was the summation of our human ‘being’ depicted as consisting solely of our conscious rational awareness. Where we perhaps notice a precursor of the contemporary unconscious in Enlightenment thinking is in its curiosity  about, and search for, the origins of human knowledge and wisdom. From time to time this involved ideas about an ancient, wise early humanity - located in Atlantis or in Egypt
or one swept away by Noah’s Flood - leaving a few wise minds to pass on such original wisdom to the present day. This speculation and investigation of the depths of human knowledge - beyond and outside conscious rational thinking of the day - also seems to predict an idea of the unconscious. It is as if the hyper-rationalism that began with the scientific Enlightenment engendered a compensatory swerve towards everything the rational mind refused to accommodate. These aspects persisted in the margins of Enlightenment thinking ready to re-emerge when there was space for doubting Enlightenment ‘certainties’. They re-appeared towards the end of the nineteenth century in the form of beliefs in the paranormal, mediumship, spirit contact and the new psychological ideas of an Unconscious Mind.  
 
However, it is the German Romantics who are the most explicit writers on the unconscious in the fifty years up to the birth of Sigmund Freud (1857-1939), C.G. Jung (1875-1962) and of course, Friedrich Nietzsche (1844-1900). The ‘philosophy of nature’ founded by von Schelling (1775-1854) clearly implied the unconscious as ‘the very fundament of the human being as rooted in the invisible life of the universe and therefore the true bond linking man with nature’ (Ellenberger, 1994, p. 204). For the eighteenth century Romantics, attention to the unconscious enabled us to have direct understanding of the universe - and therefore of our ‘original’ selves - through dreams, mystical ecstasy and poetic imagination. It is no coincidence that these aims and methods were among those used by mankind from the earliest times - a fact that comes together quite explicitly in the psychology of C.G. Jung some seventy years later.
Arthur Schopenhauer (1788-1860) published The World as Will and Representation (or Idea) in 1819 in which he regarded man as being driven by blind, internal forces of which he is barely aware: centrally these were the instincts towards conservation and towards reproduction or the sexual instinct. For Schopenhauer, the Will - an analogy of the unconscious - not only drives many of our thoughts which are often in conflict with our Intellect (ego-consciousness), but it also causes us to repel unwanted cognitions from consciousness. The similarity to later formulations of the unconscious have been spotted by many such as the writer Thomas Mann who, ‘felt that Freud’s description of the id and the ego was “to a hair” Schopenhauer’s description of the will and the intellect translated from metaphysics into psychology’ (Ellenberger, 1994, p. 209). It was then up to Hartmann in his book Philosophy of the Unconscious (1869) to bring together the early ideas, re-label Schopenhauer’s Will the ‘unconscious’ and relate it specifically to various psychological phenomena such as personality, perception, association of ideas and the emotions as well as investigating the role of the unconscious in language, religion, history and the life of society. He also divided the unconscious into three levels. The first was an absolute, a kind of cosmic unconscious which was the source of the other two forms: a physiological unconscious ‘at work in the origin, development, and evolution of living beings, including man’ (Ellenberger, 1994, p. 210).; and a third, more psychological, unconscious which provides the ground for conscious mental life.
The second level just mentioned corresponds most closely to the formulations of C.G. Carus (1789-1869) who was perhaps the closest influence upon Jung’s own formulations of the personal and the collective unconscious. Sounding very much like Jung himself, Carus begins his 1846 book Psyche with these words,
‘The key to the knowledge of the nature of the soul’s conscious life lies in the realm of the unconscious. This explains the difficulty, if not the impossibility, of getting a real comprehension of the soul’s secret…..But if this impossibility is only apparent, then the first task of a science of the soul is to state how the spirit of Man is able to descend into these depths.’ (Carus, 1846 quoted in Ellenberger, 1994, p. 207).)
Carus also distinguished  three levels of the unconscious: one that is absolute and unknowable, the second, a type of pre-conscious which influences our emotional life through the vital organs of the body. Consciousness may affect this level of the unconscious which is why, Carus believed, a person’s face and body can reflect their personality. The third level of the unconscious corresponds to the repressed material - once conscious feelings, representations and perceptions that subsequently become unconscious. These levels are clear precursors of, respectively, the psychoid unconscious, the collective unconscious and the personal unconscious (the third level) in Jung’s structure of the psyche. Carus also mentions characteristics of the unconscious that Jung was later to repeat: the unconscious, unlike the strenuous efforts of the conscious mind, uses little energy and thus does not ‘need rest’ like consciousness does. It is the source of healing for the mind and body, and it is through the unconscious that we remain in connection with the rest of the world and other individuals. 
 
How different patients gave rise to a different ‘unconscious’ for Freud and Jung

Freud’s formulation of the concept of the unconscious arose out of his and Breuer’s work with young women suffering from hysterical symptoms - a diagnosis that was popular in several urban centres of the new psychiatry such as Vienna, Berlin and especially Paris where Charcot and Janet were the leading specialists. The innovation in attitude to these patients and their symptoms was the way in which psychiatry was replacing the idea of organic causes for mental problems with the idea that symptoms were psychological in origin. Through his work, Freud developed what his key patient Anna O. called the ‘talking cure’. Freud had tried pure suggestion and hypnosis but found that encouraging patients to say whatever came into their minds by a process  of ‘free association’ enabled him to make links backward to the source or cause of their symptoms. Once such causal links were made and understood, that is, made conscious, the symptoms went away - thus apparently proving there was no organic cause but one arising from some mechanism of psychological trauma. According to this approach, the traumatic experience had been repressed in the unconscious because it was unbearable to the conscious mind, and the task of the Freudian psychoanalyst was to trace back, discover and reconstruct the cause like a sort of archaeologist -detective.
However, Freud also wished to establish the science of psychoanalysis as one of the exact sciences of his day and to this end he combined psychological with more materialistic biological theories. Thus, in his first formulations around 1896,  he claimed that the repression of a traumatic experience was linked to the repression of instinct - specifically the sexual instinct. From this hypothesis he developed the idea that human psychology - and, eventually, all civilised life - was underpinned by the repression of our instinctual life, and exclusively of our sexual and aggressive instincts. Sexual instinct provided the psychic energy  or libido (Latin for ‘desire’) for the psyche which, in its sublimated form, gave rise to human achievements ranging from artistic creativity to intellectual curiosity and scientific inventiveness. Although Freud expanded his theories with the structural model of ego (partly unconscious but with conscious functions of reality testing, discriminatory thinking and protection), the unconscious id (the instincts or ‘the passions’) and the super-ego, the idea of sexual instinct as the motor of the psyche prevailed. Even his last ideas on Thanatos (the psychic drive towards inertia or Death) in constant tension with Eros (the life preservative instinct manifested in relatedness) never overrode the centrality of sexuality.
While Freud was working on his theory and method through the treatment of young, ‘hysterical’ Viennese, bourgeois women, Carl Jung, nineteen years his junior, had abandoned his desire to be an actual archaeologist, trained as a doctor and began working in the famous Burgholzi psychiatric hospital linked to the University of Zurich. He arrived at a time when the director (who became his mentor) was Eugene Bleuler, a psychiatrist enlightened towards the idea that not only were psychiatric problems not necessarily caused by organic disease, but that there was meaning to be found in the utterances and symptoms of such patients despite the way they seemed baffling at first sight. There is another key difference between the early psychiatric experience of Jung and Freud in that the Burgholzi  treated many patients suffering from serious psychotic illness. Psychiatry then, as so often now, was managed by men who, by virtue of their education and class, were far removed from the patients they treated. In Switzerland
with its cantons and local dialects, apart from their illness, patients were not easily intelligible to their urban upper-class doctors, but both Jung and Bleuler had Swiss countryside backgrounds and had the advantage of being familiar with Swiss peasant dialects thus making them more accessible to their patients even before attending empathically to their patients’ words. In addition, it was Bleuler who first distinguished mania (since known as manic-depressive illness or ‘bi-polar disorder’) from dementia praecox - the early name for  schizophrenia, a term which he introduced. It was Jung’s work with these psychotic patients, in addition to others more like Freud’s hysterics, that gave him a different insight into the psyche and, eventually, a different conception of the unconscious.
According to Jung, in his autobiography ‘Memories, Dreams, Reflections’, his interest in and conceptualising of the unconscious had its earliest roots in three sources: his awareness of his own personality, his interest in psychic phenomena and in the writings of Friedrich Nietzsche. Since his childhood, Jung had an awareness of what he came to call his #1 personality and his #2 personality. The first expressed itself in his day-to-day world of friends, school, family and social play, while his #2 personality seemed darker, secretive and more mysterious. It seemed to have its source elsewhere than the world of an intelligent country boy, son of a minister in rural Switzerland. It was the side of his personality connected with dreams as well as fears and fantasies. This was his first awareness of the unconscious. His mother was a highly intuitive woman, possibly with psychic abilities and sensitivities, alongside with an otherworldly-ness and moods that often accompanies this temperament. It was she who seems to have influenced the #2 personality and, when he was a young student, Jung became very interested in psychic phenomena to the extent that his PhD thesis was in this area. Using his cousin Helen Prieswerk as a subject, he investigated her apparent abilities as a medium - a trend that was highly prevalent at the time in Europe
. In doing so, he became less convinced of her psychic ‘powers’ and more convinced that the phenomena and knowledge she displayed in trance - which her conscious mind was unaware of - were stemming from her unconscious psyche. Moreover, this was not material known personally to the subject and so implied some sort of cultural collective unconscious. Jung reasoned that unconscious material that emerged from a subject, frequently as dream imagery (not just the trance speeches as with Prieswerk) which could not be accounted for through the subject’s personal learning or experience may stem from a collective general and universal aspect of the unconscious mind, a collective unconscious derived through aeons of repetition of human cultural imagery and experience that, despite difference in detail, remains typically human with recognisable common qualities and meanings. Jung developed this idea throughout his life, but at its earlier stage it had much in common with ideas stemming from early anthropology such as Frazer’s The Golden Bough which sought to show similarities between human cultures and behaviours previously regarded as bizarre and barely human by those who first encountered them through European colonisation.
 
Nietzsche was always an influence upon Jung as indeed he was upon Freud - although Freud was not as keen to acknowledge this. Jung regarded the Ego as the ‘centre of consciousness’, but he also absorbed Nietzsche’s ideas on the unconscious as the central source for the psyche as a whole, thus utterly relativising the centrality of Ego-consciousness. Nietzsche’s emphasis on the fact that ‘I’ do not think thoughts, but ‘thoughts think me’ and how ‘dreaming is a recreation for the brain, which by day has to satisfy the stern demands of thought imposed by a higher culture’ (Nietzsche, 1878, pp. 24-27) are both picked up in Jung’s psychology and his ideas of the personal and collective unconscious. But once Jung began his professional life as a psychiatrist at the Burgholzi, he sought a more scientific method to establish the concept of the unconscious and its processes. To this end he used the Word Association Test, first invented by Sir Francis Galton, which Jung developed through extensive research applying the Test to a wide range of psychiatric patients. Initially used as a diagnostic tool, this, one of the first psychological experiments of its type, generated further hypotheses on the nature of human mental processing (Jung, 1906).
In quite the reverse direction to the speculative, ‘mystical’ approach Jung has often been accused of, his word association experiments were very much in line with quantitative approaches used by psychology experiments today. The Test involved a procedure which Jung adapted, with a colleague, to compile a series of stimulus words that were read to patients who were required to respond as quickly as possible with the first word that came to mind  Their response word and the time it took to reply were all recorded. The results were analysed in an effort to map the emotional blocks that interrupted consciousness in the task. Jung hypothesised that the blocks were evidence of complexes – his word for unconscious knots of affect that distorted rational conscious functioning. Here was experimental evidence for the concept of unconscious repressions that Freud had been developing through his clinical practice in Vienna using his own method of requiring a patient to free associate to the first thing that came into their head. Analogous to the links made in the Word Association Test, Freud found his patients’ associations could lead them to a core experience, the memory of which had been repressed and kept from consciousness. However he lacked the more robust (meaning quantitative) evidence of the linking and blocking of ideas that Word Association Tests appeared to provide. Jung sent his findings to Freud and the two began a collaboration that lasted from 1906 until 1912. Central to what they shared was the idea of a personal unconscious which, for Jung, had the complexes as its main content.
 
Jung’s difference becomes apparent

Jung began as a supporter of Freud’s psychoanalytic ideas and defended them at conferences and in publications; but he was also an independent thinker and sought to develop what Freud had started, to tackle anomalies and generally expand psychoanalytic theory according to his own experience, new data and insights. Thus, in 1913 he published The Theory of Psychoanalysis (Jung, 1913, paras.203-522) in which he expounds Freud’s original theory and its development (as Jung sees it) and goes on to provide his own expansion of the theory. It is here that we find some of his most succinct statements on the unconscious in a Freudian sense. Although Jung had been pondering his idea of a collective unconscious for some time, this text deals with the unconscious before he formulated the two spheres of the personal and the collective unconscious. For this reason, when Jung refers to the ‘unconscious’ in the context of psychoanalysis, he means what he later refers to as the personal unconscious.
Jung writes about the way in which Freud’s early work on hysteria and trauma resulted in,
‘a concept that was to lead far beyond the limits of the trauma theory. This concept he called “repression”. As you know, by “repression” we mean the mechanism by which a conscious content is displaced into a sphere outside consciousness. We call this sphere the unconscious, and we define it as the psychic element of which we are not conscious’. (Jung, 1913, para.:210)
One of Jung’s innovations occurs soon after this passage. Jung had long been dissatisfied with Freud’s dogmatic emphasis on the sexual instinct and infantile sexuality as the sole source of psychic energy or libido. Jung points out that the Latin word libido is used to mean ‘hunger’ (analogous to the nutrition instinct) and also ‘passionate desire’ and - along the lines of Physics where forces previously seen as separate were now regarded as one ‘energy’ but channelled into different forms - Jung proposes that sexuality is not the sole source of psychic energy, but that ‘libido’ is a general psychic energy which may flow in channels serving the sexual, reproductive, nutrition or whatever instinct. This is what is known as his generalised or genetic theory of psychic energy and marks a fundamental break with Freudian psychoanalytic views on the unconscious. Jung notes how neurotics have exaggerated functions that are over-invested with libido,
‘The libido is there, but it is not visible and is inaccessible to the patient himself….It is the task of psychoanalysis to search out that hidden place where the libido dwells and where the patient himself cannot get at it. The hidden place is the “non-conscious”, which we may also call the “unconscious” without attributing to it any mystical significance.’ (Jung, 1913, para: 255).
Furthermore, Jung is explicit in his rejection of the way Freud stretches sexual terminology to encompass infant activities such as sucking: ‘this very act of sucking could be conceived just as well from the standpoint of the nutritive function and that, on biological grounds, there was more justification for this derivation than for Freud’s view’. ( Jung, 1913, para.:262).
Jung’s further views on the unconscious are to be found in this early book which, despite the two examples above, clearly aims to defend the psychoanalytic view - and tries to do so by offering ‘improvements’. Jung describes infantile fantasy as part of the unconscious sphere - and intensified in the case of neurotics,
‘It never crosses his [the neurotic’s] mind that he has still not given up certain infantile demands….he indulges in all sorts of pet fantasies, of which he is seldom, if ever, so conscious that he knows that he has them. Very often they exist only as emotional expectations, hopes, prejudices, and so forth. In this case we call them unconscious fantasies.’ (Jung, 1913, para.:313.
However, even while Jung is seeking to defend psychoanalysis against its detractors, he succeeds in slipping in his own view which Freud, eventually, could not tolerate. This is how he counters the objection, from the famous psychiatrist Aschaffenburg
, ‘that the so-called unconscious fantasies are merely suggested to the patient and exist only in the mind of the analyst.’
‘only people with no psychological experience and no knowledge of the history of psychology are capable of making such accusations. No one with the faintest glimmering of mythology could possibly fail to see the startling parallels between the unconscious fantasies brought to light by the psychoanalytic school and mythological ideas. The objection that our knowledge of mythology has been suggested to the patient is without foundation, because the psychoanalytic school discovered the fantasies first and only then became acquainted with their mythology. Mythology, as we know, is something quite outside the ken of the medical man.’ (Jung, 1913 para.: 316).
While apparently offering a text in support of Freud’s psychoanalysis, Jung is now seen to make a claim for the authenticity of unconscious fantasies, not along the lines of Freudian sexual fantasy or trauma, but in the area - of all things! - of mythology. This is after Jung has already replaced Freud’s sexual libido with a generalised psychic energy and dared to question the significance of Freud’s pivotal emphasis on infantile sexuality. In citing mythology, Jung may be hinting at the Oedipus fantasy but, in downplaying the element of sexual tension in the Oedipus narrative in favour of its status as a myth per se, he is departing from psychoanalysis in a cloud of dust. Although it excited him, the non-scientific, non-biological realm of the mythological was resisted by Freud and under-emphasised in favour of bio-evolutionary theorising. Now his ‘heir apparent’ Carl Jung brings back Myth firmly into the fold of psychoanalytic theory. In doing so he engineers his rejection by the psychoanalysts for not adhering to the party line, but, on the other hand, Jung initiates his own perspective which will come to be known as analytical psychology and launches his key concept of the collective unconscious.

 Conceiving of the collective unconscious

Jung had long been dissatisfied with the Freudian conception of the unconscious, but it was not until he was able to formulate his idea of the collective unconscious that he was able to provide a model for the structure of the psyche that not only put the collective unconscious on the map, but also clarified the concept of the personal unconscious along distinctly Jungian lines. Jung reports how he had a dream when on the voyage to America with Freud in 1909 which began to answer some pressing questions that he had formulated:

‘They were: On what premises is Freudian psychology founded? To what category of human thought does it belong? What is the relationship of its almost exclusive personalism to general historical assumptions?’ (Jung, 1963/1983, p. 185).

In Memories, Dreams, Reflections (Jung, 1963/1983, pp.182-183), Jung details the dream which, he tells us, ‘became for me a guiding image which in the days to come was to be corroborated to an extent I could not at first suspect’ (Jung, 1963/1983, p.185). The dream involved Jung descending through the layers of a house where each room he entered he identified as progressively older in architectural style. The upper storey had ‘a kind of salon furnished with fine old pieces in a rococo style’ (Jung, 1963/1983, p.182), below this the next room dated from the fifteenth or sixteenth century, ‘The furnishings were mediaeval; the floors were of red brick’ (Jung, 1963/1983, p.182). Beyond this Jung describes his descent into ‘a beautifully vaulted room which looked exceedingly ancient. Examining the walls, I discovered layers of brick among the ordinary stone blocks, and chips of brick in the mortar. As soon as I saw this I knew that the walls dated from Roman times’ (Jung, 1963/1983, p.182). The final layer of the building is a cave - ‘Thick dust lay on the floor, and in the dust were scattered bones and broken pottery, like remains of a primitive culture.’ (Jung, 1963/1983, p.183). Jung reports this dream in the context of discovering how there were aspects of his inner world and his theorising about the psyche which he was finding difficult to share with Freud. He was struggling at the time with his questions about Freud’s psychoanalysis and he tells us how Freud produced a personalised interpretation of the dream, but, for Jung, the dream building meant something quite different: it suggested something distinct from Freud’s model of the psyche and the original conception of the psychoanalytic project. In pondering the question of the relationship between the personal and impersonal-historical, Jung found that

‘My dream was giving me the answer. It obviously pointed to the foundations of cultural history - a history of successive layers of consciousness. My dream thus constituted a kind of structural diagram of the human psyche; it postulated something of an altogether impersonal nature underlying that psyche’ (Jung, 1963/1983, p.185).

The dream inspired Jung to return to a study of archaeology, myths and the Gnostics which, in combination with his study of the fantasies of the patient Miss Miller, eventually led to the publication of The Psychology of the Unconscious (Jung, 1912/1916/1952, CW 5) - arguably Jung’s first text of analytical psychology as distinct from psychoanalysis. Of this book Jung has written, referring to his time with Freud, ‘One of my principal aims was to free medical psychology from the subjective and personalistic bias that characterized its outlook at the time, and to make it possible to understand the unconscious as an objective and collective psyche’ (Jung, 1956, CW 5, p. xxiv).


Defining the personal and the collective unconscious

Once Jung had begun to get to grips with this other, objective, cultural and collective unconscious it became more pressing, and yet easier, to define what he meant by the personal unconscious. The collective unconscious is certainly different from Freud’s conception, but is Jung’s concept of the personal unconscious identical to Freud’s? There are similarities: it holds repressed  contents and material often of an infantile nature and deriving from the biographical history of the person.  Jung says in his revision of the trauma theory of hysteria, childhood experiences may act as a sort of reminiscence which restricts psychic energy and then provides a form for the stage-managing of hysterical symptoms in the adult. But this is rather different to saying that the childhood experiences cause the symptoms; Jung, instead, finds that symptoms have an aim or teleology (a ‘future cause’), and the childhood experience simply provides the form by which the patient attempts to solve a crisis in the present. He cites the case of a woman who hysterically ran ahead of charging horses in a way that recalled a childhood trauma with a coach and horses, but who in fact was unconsciously driven to this hysterical reaction by a difficult current situation of wishing to be with her lover who was already married. Jung concludes that, ‘the cause of the pathogenic conflict lies mainly in the present moment’ (Jung, 1913, CW4, para.373. Italics in original).

A greater clarification of Jung’s more or less conventional position on the personal unconscious comes in the 1927 essay ‘The Structure of the Psyche’ (Jung, 1927, CW8, pp. 283-342).

‘The personal unconscious consists firstly of all those contents that became unconscious either because they lost their intensity and were forgotten or because consciousness was withdrawn from them (repression), and secondly of contents, some of them sense-impressions, which never had sufficient intensity to reach consciousness but have somehow entered the psyche.’ (Jung, 1927, CW8, para.321)

Later, in ‘On the Nature of the Psyche’ (Jung, 1946, CW8, paras.343-442) Jung details the history of the concept of the unconscious (including those historical precursors I mention above) with the aim of separating out the roles of instinct on the one hand, and will or spirit on the other. Where psyche loses itself in the organic material of the body - the instinctual sphere - it is so unconscious as to never have access to consciousness and this realm he refers to as the psychoid. There is a continuum between the unknown instinct and the image which may become known to consciousness and a later chapter on the archetypes shall deal with this in more detail. But here is Jung’s later, more developed definition of the unconscious as originally conceived in psychoanalysis,

‘So defined, the unconscious depicts an extremely fluid state of affairs: everything of which I know, but of which I am not at the moment thinking; everything of which I was once conscious but have now forgotten; everything perceived by my senses, but not noted by my conscious mind; everything which, involuntarily and without paying attention to it, I feel, think, remember, want, and do; all the future things that are taking shape in me and will sometime come to consciousness: all this is the content of the unconscious. These contents are all more or less capable, so to speak, of consciousness, or were once conscious and may become conscious again the next moment…..To this marginal phenomenon…there also belong the Freudian findings we have already noted’ (Jung, 1946, CW8, para.382)

Jung saw the ego as the centre of consciousness, but he also saw the creativity of the unconscious in that the unconscious may influence our conscious thinking and that it is often ‘truer and wiser’. The contents of the personal unconscious include the complexes and Jung extends this idea to include personifications or dissociated fragments of personality most clearly seen in our dreams. A further important way of understanding the personal unconscious - and connected with this fragmentation - is Jung’s concept of the shadow which may appear in dreams or when the patient projects it onto another person. ‘The shadow personifies everything that the subject refuses to acknowledge about himself and yet is always thrusting itself upon him directly or indirectly - for instance, inferior traits of character and other incompatible tendencies’ (Jung, 1939,CW9, I, para.513). The shadow is everything that is ‘not me’, and this might include creative qualities that could benefit the whole personality but have been lost or repressed due to the upbringing or social conditions of the subject. For our purposes in tracking a  definition of the personal unconscious it is interesting to note Jung’s emphasis that ‘the shadow….represents first and foremost the personal unconscious, and its content can therefore be made conscious without too much difficulty’.(Jung, 1950, CW9 pt.2, para.19) - a statement which reinforces his earlier assertion that, ‘The shadow coincides with the “personal” unconscious (which corresponds to Freud’s conception of the unconscious)’ (Jung, 1939,CW9 pt. I, para.513).

 
The Collective Unconscious itself
Jung asserts that consciousness grows out of the unconscious psyche which is older than it - not that the unconscious is merely the remnants of older material. In saying this, Jung refers to a sphere of the unconscious that he defines negatively against the personal unconscious. The collective unconscious is the part of the psyche that is not a personal acquisition  and has not been acquired  through personal experience. Its contents have never been in consciousness - they are not repressed or forgotten - and they are not acquired  but owe their existence to a form of heredity . Jung summarises thus,
‘My thesis, then, is as follows: In addition to our immediate consciousness, which is of a thoroughly personal nature and which we believe to be the only empirical psyche (even if we tack on the personal unconscious as an appendix), there exists a second psychic system of a collective, universal, and impersonal nature which is identical in all individuals. This collective unconscious does not develop individually but is inherited. It consists of pre-existent forms, the archetypes, which can only become conscious secondarily and which give definite form to certain psychic contents’. (Jung, 1936, CW9 pt.1, para.90).
Jung notes how earlier psychoanalytic theories such as those of Freud and Adler also had an a priori general base in the instincts which were similarly impersonal, inherited and universal. In fact, he says, the archetypes are analogous to the instincts and a later chapter in this book will go into more detail about the relationship of the archetype to instinct on the one hand, and to images on the other.
Before he had settled on the term ‘archetype’, Jung lectured in 1927 on ‘The Structure of the Psyche’ where he formulates his idea of the collective unconscious with evidence along the lines we read in his 1913 revision of Freud’s psychoanalysis - namely, the presence of mythological material in his patients’ images and dreams. The collective unconscious consists of ‘primordial images’ and ‘mythological motifs’ and Jung concludes that our myths, legends and fairy-tales are carriers of a projected unconscious psyche. Jung analogises this process to the way in which humans have projected meaningful images onto the stars and ‘constellated’ them in forms which are then named. He disagrees with the functionalist argument that early man sought to explain natural events by anthropomorphising them. Instead, Jung argues that over millions of years, the psyche, like the body, has adapted to physical events in the environment and produced the mythological material out of a participation mystique where the separation of subject and object is not distinct. And it is not the physical phenomena - the thunder or clouds or earthquakes - that remains in the psyche but ‘the fantasies caused by the affects they arouse’ (Jung, 1927, CW8, para.331. My italics). Bodily functions like hunger and sex similarly produce engrained fantasy images as do dangers, sickness and death. But, above all, it is the most ordinary, everyday events, ‘immediate realities like husband, wife, father, mother, child…. which are eternally repeated, [and] create the mightiest archetypes of all, whose ceaseless activity is everywhere apparent even in a rationalistic age like ours’. (Jung, 1927, CW8, para.336).
So, the collective unconscious is a record in, and of, the psyche of humankind going back to its remotest beginnings just as we still have ancestral traces in our body morphology and our ‘reptilian brain’. But it is far from being,
‘a dead deposit, a sort of abandoned rubbish heap, but a living system of reactions and aptitudes that determine the individual’s life in invisible ways…. the archetypes are simply the forms which the instincts assume. From the living fountain of instinct flows everything that is creative; hence the unconscious is not merely conditioned by history, but is the very source of the creative impulse’. (Jung, 1927, CW8, para.339)
While being just as relevant for the individual as the personal unconscious, the collective unconscious is, therefore, even more important to take into account when Jung considers the psychological aspects of ‘civilised’ society - modernity - in general. Freud had linked instinct to ‘universal’ psychological phenomena when he conceived of the Oedipus complex which also had a mythological expression long before he named it. But his emphasis was reductive and used the myth motif to merely express the ego-development and particular family dynamics of a certain class of individuals. Freud even went as far as rooting the Oedipus in his own fantasy reconstruction of the father-murdering sons of the primal horde in Totem and Taboo (Freud, 1912-13), but in the main he specialised in the pathologies of the individual psyche and it is to Jung we turn when we wish to grasp the significance of the modern psyche in general.
Jung points out that since archaic times, the collective unconscious has found its relation with, and expression in consciousness through various forms of philosophy and religion. But when these forms degenerate under the pressure of rationalism and the epistemological restrictions of science - especially since the end of the mediaeval period - psyche has fewer and fewer symbolic or ritual ways in which it may be expressed and then tends to get projected collectively as and where it will. A purely personalistic psychology tends to deny and distort this effect, ‘Since neuroses are in most cases not just private concerns, but social  phenomena, we must assume that archetypes are constellated in these cases too.’ (Jung, 1936, CW9 pt.1, para.98). By the time he was writing the essay to be given as a talk to London doctors in 1936, history - in the form of the rise of the Nazis in Germany - gave Jung the opportunity to see this all too clearly.
‘Today you can judge better than you could twenty years ago the nature of the forces involved. Can we not see how a whole nation is reviving an archaic symbol, yes, even archaic religious forms, and how this mass emotion is influencing and revolutionising the life of the individual in a catastrophic manner? The man of the past in us is alive today to a degree undreamt of before the [First World] war, and in the last analysis what is the fate of great nations but a summation of the psychic changes in individuals?’ (Jung, 1936, CW9 pt.1, para.97).
More recently, the figure of Princess Diana and the mass response to her death have been viewed by Jungians as an example of the collective unconscious seeking an object for its projections (Haynes and Shearer, 1998). The view I express in Jung and the Postmodern. The Interpretation of Realities (Hauke, 2000) is the way in which Diana seemed to possess qualities which are ambivalently valued by our contemporary, dominant consciousness; human qualities that are marginalised in certain times are still present in the collective unconscious and will seek a form in which they can be expressed. This is achieved through unconscious projection, and then, as in the case of Diana, a form of ‘taking back’ the projection through relating to the image - exemplified by those queuing at her funeral who said, “It is as if I knew her”.  The ‘knowing’ of the Virgin Mary through her image worked in the same way for over a thousand years, Jung claims in making the point that such symbols, were far more common in less rationalistic times than our own. They once functioned for humans and the psyche but have now lost their power to connect consciousness to its roots in the psyche’s instinctual base and thus retain for humans a link to Nature and the rest of the (non-human) world.
In another way, the contents of the collective unconscious can have a harmful effect on the ego and the personality when, instead of being projected out into the world, they overwhelm ego-consciousness with their powerful affects and images. This was how Jung viewed psychotic delusions, and, in fact, the universal and mythological character of his seriously ill patients’ words and images convinced him of the fact of the collective unconscious. Jung first published material along these lines as early as 1912 (Jung 1912, 1916, 1956 CW5). Dreams, and Jung’s own experiences (Jung, 1963/1983, pp. 194-225) with active imagination - a type of lucid dreaming where unconscious material arises spontaneously but ego is still ‘awake’ enough to observe it - provided him with further evidence.  

 
Is there other evidence for the collective unconscious?
The Jungian analyst, Anthony Stevens (Stevens, 1995) notes how innate structures - which have been out of fashion for much of the twentieth century due to the prevalence of behaviourism - now seem to feature in many scientific perspectives in biology, psychology and neuroscience. Tinbergen found what he calls ‘innate releasing mechanisms’ in animals especially when it comes to the relationship between parents and their young. Bowlby took this up in his theory of Attachment. Noam Chomsky’s ideas of ‘deep structures’ in the brain which give humans the potential for a universal grammatical structure in language despite the vast surface differences in human languages, seems corroborated by more and more evidence. Sociobiology and evolutionary psychology both argue for adaptive psychic structures produced over millennia of evolution which sound very much like what Jung meant by the archetypes of the collective unconscious: ‘specialized learning mechanisms that organize experience into adaptively meaningful schemas or frames’ (Cosmides 1985).
In further support of Jung’s views, Stevens also notes how Paul Maclean (1976) demonstrated that mammalian and reptilian parts of the human brain still function in modern human beings. He cites Michel Jouvet’s sleep laboratory experiments where he showed that dreams arise from biologically ancient parts of the brain and seem to have a clear evolutionary adaptive function (Jouvet, 1975).

However, the most up-to date investigations into unconscious processes come from the field of cognitive science and its employment of computer modelling and brain imaging to investigate neural substrates of brain function. As Soren Ekstrom writes, ‘the speculations by both Freud and Jung left the specific synaptic and neural manifestations of unconscious processes to be inferred’ (Ekstrom, 2004, p.662). Now, Lakoff and Johnson in their book Philosophy In The Flesh (1999) have used studies in neuroscience, cognitive linguistics, and neural modelling to conclude that ‘most of our thought is unconscious, not in the Freudian sense of being repressed, but in the sense that it operates beneath the level of cognitive awareness, inaccessible to consciousness and operating too quickly to be focused on (Lakoff and Johnson, 1999, p.10).  Jung’s conception of the unconscious combined religion and science, but he clearly anticipated the time when neurological studies would add further scientific evidence to his speculations when he spoke in England back in 1935,

‘Consciousness is like a surface or a skin upon a vast unconscious area of unknown extent….we need a laboratory with very complicated apparatus in order to establish a picture of that world apart from our senses and apart from our psyche….very much the same with our unconscious – we ought to have a laboratory in which we could establish by objective methods how things really are when in an unconscious condition’ (Jung, 1935/1976, para. 12)

Cognitive science today seems to have the investigative equipment that Jung sought, and which he knew would complement the hundred years of philosophical and psychological speculation on the unconscious psyche that had preceded it.

 
Concluding thoughts
I often ask myself and my students, ‘What would Jung have become if there had not been Freud?’ Would he have remained as marginal and perhaps forgotten like C.G. Carus who so eloquently conceived of the unconscious before either of them? The reason that Jung and Freud became world-famous (and Carus did not) seems to lie with the fact that psychoanalysis and analytical psychology  are methods of treatment. With this new method of treating mental distress, initiated by Freud, depth psychology shifted from being a philosophical theory to being an applied psychological theory that, through its methods, could enlighten and change individuals for the better. With C. G. Jung, the method goes even further in so far as analytical psychology addresses not only individual concerns, but also the way in which these are seen to imply a critique of how the human psyche in general has been affected by social changes in the industrialised West since the Enlightenment. Much like Nietzsche before him, Jung emphasises how on the one hand, modern consciousness has evolved in a specialised way thus enabling the greatest manipulation of the world humans have ever seen. On the other hand, however, neglect of the unconscious has resulted in great losses to humanity in the way that the creative potential of the psyche is, at best, ignored in favour of an assumption that progress may be achieved through the application of conscious rationality alone. At worst, this gives rise to great damage arising from neglect of the relationship between humans and the world and the failure to recognise the projections we place upon it. Thus, Jung’s view of the unconscious offers a way of healing not only for the individual soul, but also for the ‘soul’ of twenty-first century society in general.
This is far from being a purely sociological project either, because Jung always emphasises the importance of the individual and the development of their full potential in the process he calls individuation. However, in a psychology where each and every individual also carries their own share of the universal, collective unconscious psyche, each individuating subject that fosters the integration of the conscious and unconscious psyche contributes to change in a mass collective sense. In this way I have linked postmodern philosophical and social critique with Jung’s psychology in the sense that in both the validation of subjective experience is able to stand authentically and pluralistically beside the claims of the dominant epistemologies that have relied on ‘objectivity’ alone (Hauke, 2000). In another way, the post-Jungian Andrew Samuels (Samuels, 1995, 2001) also uses Jungian perspectives to discuss the way in which our political behaviour (including the politics of gender, race and class) may be understood better - and perhaps revitalised out of their cynicism - by paying attention  to the psychology of the unconscious. In both cases the use of a psychological perspective -wrongly regarded in modern times as the sole province of individual concerns - is being employed as a new tool of critical social theory analogous to the way in which Frankfurt School theorists once used Freudian ideas. The difference is that myself and Samuels are not welding a depth psychology to social theory, but restoring and amplifying a connection already present in Jung’s psychological perspective that has included collective phenomena and has been driven by his need to understand the psychology of  collective human behaviour throughout the century in which he lived.
The psychology of C. G. Jung is more vital today than ever before as a way of thinking about, and acting upon, not only individual issues of mental distress as in psychoanalysis, but the wider implications of psyche in the world. By developing a psychology of the unconscious that has both a personal and a collective aspect, Jung has supplied the theoretical tools which enable psychotherapists - and academics in other fields like film, literature, international relations, art and social policy to name but a few - to offer fresh perspectives on who we are, and where we are heading, at the start of the twenty-first century.

 
References
Cosmides, L., (1985) ‘Deduction of Darwinian Algorithms? An explanation of the “elusive” content effect on the wason selection task’. Doctoral dissertation. Dept. of Psychology and Social Relations, Harvard University. Quoted in Walters, S., 1994 op cit.
Ekstrom, S., (2004) ‘The mind beyond our immediate awareness: Freudian, Jungian and cognitive models of the unconscious’, Journal of Analytical Psychology, 2004, Vol.49 No.5, pp. 657-682
Ellenberger, H., (1994) orig.1970, The Discovery of the Unconscious. The History and Evolution of Dynamic Psychiatry, London: Fontana Press
Freud, S. (1912-13/1983) Totem and Taboo , London, Ark/Routledge and Kegan Paul.
Haynes, Jane and Shearer, Ann, eds. (1998) When a Princess Dies. Reflections from Jungian Analysts, London, Harvest Books.
Hauke, Christopher (2000) Jung and the Postmodern. The Interpretation of Realities, London and Philadelphia, Routledge.
Hunt, R. (1967) Personalities and Cultures. Readings in Psychological Anthropology, New York, The Natural History Press.
Jouvet, Michel, (1975) ‘The function of dreaming: a neurophysiologist’s point of view’. In Handbook of Psychobiology, ed. M. S. Gazzaniga and C. Blakemore. 1975, New York, Academic Press.
 Jung, C.G.     Except where a different publication or translation is noted below, all references are, by volume and paragraph number, to the hardback edition of C.G.Jung, The Collected Works,(CW) edited by Sir Herbert Read, Dr. Michael Fordham and Dr. Gerhard Adler, and translated in the main by R.F.C.Hull, London: Routledge.
Jung, C.G., (1963/1983) Memories, Dreams, Reflections, London, Flamingo/Fontana.
Lakoff, G., and Johnson, M. (1999) Philosophy In The Flesh: The Embodied Mind and its Challenge to Western Thought. New York, Basic Books.
Maclean, P.D. (1976) ‘Sensory and perceptive factors in emotional function of the triune brain’. In Biological Foundations of Psychiatry, ed. R.G. Genell and S.Gabay (Vol. 1, pp.177-98). New York, Raven.
Malik, K. (2000) Man, Beast and Zombie. What Science Can and Cannot Tell Us About Human Nature. London, Weidenfeld & Nicholson/Phoenix.
Nietzsche, Friedrich, (1878),  Human, All Too Human, trans. Zimmern and Cohn quoted in Jung, CW5, para.27
Paul, B. (1967/1953), ‘Mental Disorder and Self-Regulating Processes in Culture: A Guatemalan Illustration’ in Hunt, R. (1967) op.cit.
Samuels, Andrew (1995) The Political Psyche, London, Routledge
-           -                 (2001) Politics on the Couch. Citizenship and the Internal Life, London, Profile Books and New York,
Stevens, Anthony, (1995) ‘Jungian psychology, the body, and the future’. The Journal of Analytical Psychology, 1995, 40, 353-364
Walters, S., (1994) ‘Algorithms and archetypes: evolutionary psychology and Carl Jung’s theory of the collective unconscious’. Journal of Social and Evolutionary Systems, 17, 3, 287-306.

Whyte, L. L. (1960) The Unconscious Before Freud. New York: Basic Books.          

 
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